All posts tagged "disclosure rules"
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296Securities / DerivativesSEC Committee Endorses Stricter Enforcement of SPAC Rules
The investor advisory committee recommended increased enforcement of existing disclosure rules for SPACs, including in relation to the sponsor's role.
September 14, 2021 -
258ChinaPBOC, CBIRC Pressure Evergrande to Resolve Debt Risks
Evergrande must actively diffuse debt risk and maintain real estate and financial markets stability, the PBOC and CBIRC said in a rare joint statement.
August 24, 2021 -
349Securities / DerivativesTWSE to Enhance Timeliness of Disclosures by Listed Firms
In 2022, some listed companies will have to start disclosing uncertainties about their ability to continue as a going concern based on unaudited financial information.
August 8, 2021 -
169Australia & NZAustralia Considers Additional Rules for Litigation Funders
The government will consider capping fees and the introduction of a minimum rate of return for class action members.
June 3, 2021 -
234ESG / SustainabilityFINMA to Require Banks, Insurers to Disclose Climate Risks
New disclosure rules will enter into force on 1 July, requiring large banks and insurers to disclose climate-related financial risks.
June 2, 2021 -
2.3KESG / SustainabilityKorea to Require ESG Disclosures from Listed Companies
Large companies will have to disclose ESG information from 2025. This will expand to all KOSPI-listed companies from 2030.
January 15, 2021 -
644Capital / LiquidityFSC Korea to Tighten Financial Conglomerate Supervision from May
The FSC is revising its guidelines on the supervision of financial conglomerates to enhance capital adequacy assessments, disclosure rules, and internal controls requirements.
February 25, 2020 -
1.3KEnforcementMAS Issues First Penalty for Shareholder Disclosure Breach
An investor was fined S$200,000 for failing to disclose that he had become a substantial shareholder in a Catalist-listed company, and for subsequent disclosure rule breaches.
January 20, 2020
