All posts tagged "Disclosure"
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155Capital RegulationSEBI Bars Portfolio Managers from Charging Upfront Fees
SEBI has barred portfolio managers from charging upfront fees from clients and imposed caps on annual management fees and exit loads.
February 18, 2020 -
205Australia & NZAPRA, ASIC Welcome Reforms on Superannuation Regulation
ASIC will be focused on conduct issues involving superannuation trustees, while APRA will be focused on prudential supervision of trustee activities.
February 17, 2020 -
324Australia & NZASX is Transforming Entire Technology Stack, says CEO
Managing director and CEO Dominic Stevens said ASX’s strategy is not just about replacing CHESS or upgrading the futures trading system; the bourse is transforming its entire technology stack.
February 14, 2020 -
183FeatureSGX to Allow Some Issuers to Delay AGM, Audited Results
The extension is for issuers whose principal place of business or significant operations are in China, and whose audits have been affected by coronavirus-related measures.
February 10, 2020 -
251Securities & TradingSGX RegCo Offers Guidance as New Disclosure Rules Take Effect
Listed companies should have robust and effective internal controls in place to assess material information requiring disclosure, says SGX RegCo chief Tan Boon Gin.
February 7, 2020 -
190India
SEBI Tightens Disclosure Standards for Alternative Investment Funds
SEBI has set out minimum disclosure standards and introduced mandatory performance benchmarking for alternative investment funds.
February 7, 2020 -
222Securities & TradingSGX, IPOS Launch Joint Initiative to Unlock Value from Intangible Assets
Until end-2020, a pilot programme will help companies undergo an evaluation and audit process to assess their intangible assets as indicators of business value.
February 5, 2020 -
472FeatureHKEX Explores AI Use to Review Issuer Disclosures
In the initial stage, HKEX has applied artificial intelligence to identify listed companies’ disclosures as required by some selected rules.
February 3, 2020 -
320InternationalBuy-side Adoption of FX Global Code Lagging: BIS
More needs to be done to bolster buy-side adoption of the FX Global Code, says MAS deputy managing director Jacqueline Loh, who also chairs the BIS Markets Committee.
January 31, 2020 -
216AML / KYC
SEBI Panel Proposes Tighter Norms for Related Party Transactions
Any member of the promoter group would be deemed a related party regardless of shareholding. Any shareholder with more than 20% of a listed company's shares would also be deemed a related party.
January 29, 2020
