All posts tagged "Disclosure"
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2ChinaCSRC Promises Increased Predictability of Policy Measures
The CSRC says it will seek closer cooperation with the US SEC and enhance the transparency and predictability of policy measures.
August 5, 2021 -
9MalaysiaMalaysian Regulators Ask Auditors to Up Their Game
Audit engagements which required further evaluation and investigation in 2020 were found to have weak auditing procedures and lacked professional scepticism.
August 5, 2021 -
69ChinaPBOC Sets Out Action Plan for Second Half of 2021
Key focus areas include promoting a greener financing system, resolving major financial risks, promoting financial opening-up, and cracking down on crypto trading.
August 4, 2021 -
80FeatureHKMA Updates Guidance on Bank Remuneration Systems
Banks are expected to review their remuneration systems and adopt all necessary changes by 1 January 2022, the HKMA says.
July 30, 2021 -
46Australia & NZNZ FMA Censures FoxPlan Over Unpermitted Financial Advice
FoxPlan representatives misrepresented to clients that they were an authorised financial advisers or financial planners when they were not.
July 29, 2021 -
304FeatureHKMA Issues Draft Guideline for Banks on Climate Risk Management
The guideline includes expectations on governance, strategy, risk management and disclosure. The HKMA plans to allow a 12-month period for implementation.
July 21, 2021 -
124Big PictureWWF Calls for Supervisory Action to Address Biodiversity Loss
Capital requirements should be enhanced when institutions are exposed to sectors detrimental to the environment, says a new WWF report.
July 18, 2021 -
44Australia & NZASIC Proposes Additional Guidance on Litigation Funding
ASIC proposes to grant relief from the equal treatment duty to enable the effective distribution of a resolution sum obtained in a class action.
July 18, 2021 -
98ChinaShanghai, Shenzhen Bourses Update Green Bond Guidelines
Carbon neutrality bonds and blue bonds have been added under the green bond chapter. Requirements on the use of proceeds from such issuances are defined.
July 17, 2021 -
64InternationalExchanges Demonstrate Leadership in Sustainability Matters: WFE
An annual WFE survey shows that ESG is increasingly becoming an integral part of exchanges’ strategies and ethos.
July 17, 2021
