All posts tagged "Disclosure"
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277Fintech / RegtechSEBI Seeks to Ban Celebs from Promoting, Endorsing Crypto
SEBI suggested to a parliamentary committee that prominent public figures be barred from promoting or endorsing crypto products.
May 20, 2022 -
408AML / KYCPhilippines Passes Law to Enhance Financial Consumer Protections
The law grants regulators enhanced powers to address fraud and consumer complaints in a more timely manner.
May 19, 2022 -
370EnforcementAllianz to Pay $6bn to Settle Investor Fraud Cases
Allianz Global Investors admitted that it violated the federal securities laws, and is disqualified from providing advisory services to US funds for ten years.
May 18, 2022 -
493FeatureSingapore Launches ESG Registry Under Project Greenprint
STACS says the registry will provide financial institutions, corporates, and regulators access to quality ESG certifications and data.
May 18, 2022 -
283EuropeFuture Uncertain for UK SDRs After Omission
Details on the SDRs were omitted from a new financial services bill outlined during the Queen’s Speech last week.
May 16, 2022 -
721ChinaChina: ESG Disclosure Standards to Take Effect on 1 June
Ping An, China Mobile, Ant Group, Dagong Credit Rating as well as asset managers and energy producers helped to develop the standards.
May 14, 2022 -
538Big PictureMandatory Disclosure Needed to Address “Persistent” GHG Reporting Gap
FTSE Russell paper reveals wide variations across countries, sectors and company size for Scope 1 and 2 emissions.
May 10, 2022 -
371Hong KongSEHK to Unify Main Board, GEM Websites From 28 May
The websites will be unified to optimise HKEX's technical infrastructure and provide investors more streamlined access to market information.
May 9, 2022 -
285ChinaCSRC Set Out Regulatory Obligations of Delisted Companies
Companies must comply with disclosure and governance requirements after delisting to protect investors rights and safeguard social stability.
May 5, 2022 -
494EnforcementUS SEC Expands Enforcement Unit Dedicated to Crypto, Cyber
The additional resources will be used to prioritise investigations related to crypto asset offerings, exchanges, lending and staking products, as well as DeFi platforms, NFTs and stablecoins.
May 5, 2022
