All posts tagged "Disclosure"
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351Capital RegulationCBIRC Orders Banks to Disclose NSFR Every 6 Months
China's banking regulator has issued new rules requiring mandatory disclosure of NSFR every six months, and additional public disclosures of NSFR data on banks' websites.
March 21, 2019 -
562EnforcementS. Korea to Crack Down on Unfair Trading Practices
The FSS plans to tighten monitoring of unfair trading practices, namely high-frequency trading, false disclosures and unlawful short-selling. Merrill Lynch, Franklin Templeton under scrutiny.
February 28, 2019 -
250AML / KYCCBA Faces Investor Class Action
The Commonwealth Bank of Australia is being sued by a class of investors backed by large institutional investors in Australia, Europe and North America for disclosure failures that artificially inflated the bank's share price.
July 4, 2018 -
242ChinaChina Issues Draft Rules for Depository Receipt Issuance
Rules include requirements related to investor protection, information disclosures; Shanghai-London Stock Connect to allow cross listings of depository receipts.
May 7, 2018 -
230Asia-PacificBursa Malaysia Enhances Collective Investment Rules
Unit holder protections, corporate governance, disclosure quality to be enhanced; applicable to REITs, ETFs, closed-end funds.
April 7, 2018 -
310Australia & NZAustralia to Develop Fintech Code of Conduct
The code of conduct will cover transparency and disclosure for fintech balance sheet lenders offering unsecured business loans.
March 2, 2018 -
385Asia-PacificThailand Implements New Market Misconduct Penalty Scheme for Banks
New market conduct rules to be implemented over next few weeks; Violators can be barred from operating or fined up to 1mn baht per day.
January 20, 2018 -
India
Indian Banks Face Scrutiny for Disclosure Lapses
Several listed banks have come under the scrutiny of the Securities and Exchange Board and stock exchanges for violations of disclosure norms for listed firms.
October 21, 2015 -
Countries
Singapore Consults on LCR Disclosure Requirements
The Monetary Authority of Singapore has issued a consultation paper on a set of proposed disclosure requirements to complement the Liquidity Coverage Ratio requirement for banks.
October 11, 2015
