All posts tagged "Disclosure"
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522Capital RegulationHKMA Defers Basel III, Reviews ECL Provisioning Expectations
Aside from deferring Basel III adoption, the HKMA is considering the implications of Covid-19 on the application of expected credit loss provisioning.
March 30, 2020 -
606Big PictureIIF Calls for Global Alignment of Sustainability Efforts
The IIF paper says fragmentation around climate risk assessment has emerged in the areas of prudential regulation and supervision, market and conduct regulation, taxonomy and disclosure.
March 6, 2020 -
305Hong KongHK Bourse Asks IPO Applicants to Detail Covid-19 Impacts, Contingency Plans
The Hong Kong stock exchange has reportedly asked IPO applicants for information on supply chain disruptions, business contingency plans, and cash burn rates, among others.
March 5, 2020 -
395ChinaChina Launches Registration-based System for Bond Issuance
Issuers of enterprise and corporate bonds will have to meet higher disclosure requirements under the new registration-based system, while the role of intermediaries is also strengthened.
March 3, 2020 -
239Australia & NZASIC Proposes to Reduce Red Tape for Companies Planning IPOs
ASIC proposes to grant conditional relief for voluntary escrow arrangements and pre-prospectus communications to existing shareholders and employees.
February 26, 2020 -
514Australia & NZAPRA to Develop Climate Risk Guidance, Assess ADI Vulnerability
APRA will develop guidance on climate change financial risk, conduct a vulnerability assessment of ADIs, and include ESG in superannuation investment governance guidance.
February 25, 2020 -
715EnforcementSFC Highlights Key Regulatory Initiatives in Quarterly Report
Among the initiatives were the launch of the new OFC regime for private fund managers, a regulatory framework for virtual assets, and enhancements to the investor compensation regime.
February 25, 2020 -
294Capital RegulationSEBI Bars Portfolio Managers from Charging Upfront Fees
SEBI has barred portfolio managers from charging upfront fees from clients and imposed caps on annual management fees and exit loads.
February 18, 2020 -
319Australia & NZ
APRA, ASIC Welcome Reforms on Superannuation Regulation
ASIC will be focused on conduct issues involving superannuation trustees, while APRA will be focused on prudential supervision of trustee activities.
February 17, 2020 -
444Australia & NZASX is Transforming Entire Technology Stack, says CEO
Managing director and CEO Dominic Stevens said ASX’s strategy is not just about replacing CHESS or upgrading the futures trading system; the bourse is transforming its entire technology stack.
February 14, 2020
