The rule changes seek to reduce the commission rates charged on public funds and improve the processes managers use to select distributors.
December 10, 2023The consultations will deal with the standards for crypto assets, interest rate risk in the banking book, and window-dressing by G-SIBs.
December 8, 2023The new body's initial 42 members include HSBC, Standard Chartered Bank, Silk Road Fund and the CFA Institute.
December 7, 2023The penalty was imposed for failures related to fund management activities and account opening procedures.
December 5, 2023The Good Practices cover regulatory frameworks, primary market issuance, secondary market trading, and use and disclosure of use of carbon credits.
December 4, 2023The amendments will enhance transparency on fund-raising exercises and require disclosure of CEO remuneration on a named basis.
December 1, 2023The BCBS proposes to provide a common disclosure baseline for climate-related financial risks across internationally active banks.
November 30, 2023ADB evaluated Korea's climate risk management and supervision strategy and believes it should be introduced as a best practice in the region.
November 29, 2023Korean banks and brokerage firms sold equity-linked securities tied to the HSCEI, which has fallen more than 50 percent from its peak in 2021.
November 27, 2023The SFC has asked the city’s Court of First Instance to inquire into the circumstances of non-compliance by AMTD Global Markets Limited and its former executives.
November 24, 2023