Vanguard took 55 business days to file a notice on New Zealand's register about ASIC's enforcement action. The requirement is 5 business days.
March 30, 2023The review will assess whether the whistleblowing framework is operating effectively, meeting its original objectives, and adequately protecting whistleblowers.
March 29, 2023Advisory group outlines its recommendations on addressing SFDR Article 9 downgrades and greenwashing regulatory uncertainty.
March 29, 2023The SEC warns against dealing with unregistered crypto platforms and in unregistered crypto asset securities, though it doesn't have a registration path for such products.
March 24, 2023Fair value accounting will more accurately reflect the underlying economics of crypto assets and provide more decision-useful information.
March 24, 2023Following a review of ESG benchmarks, the FCA warned that poor-quality disclosures about methodologies and thresholds could contribute to greenwashing.
March 23, 2023UMW Corp and Maybank will be early adopters of the platform, which was developed by Bursa Malaysia in collaboration with LSEG.
March 23, 2023The ASEAN Capital Markets Forum will release v2 of the ASEAN Taxonomy and launch a Sustainable Finance Knowledge Hub this month.
March 21, 2023The proposals will enhance cyber and technology risk management requirements for key entities that underpin the US securities market.
March 17, 2023Some VCFMs did not make requisite disclosures to investors, have formalised policies and procedures in certain areas, and maintain a positive level of base capital.
March 16, 2023