All posts tagged "Disclosures"
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394ChinaCSRC Addresses Lengthy Stock Suspensions in New Guidance
China's listed companies have historically used trading halts to prevent stock price declines during market stress, preventing investors from selling for long periods of time.
November 8, 2018 -
326China
Scandal-Hit Chinese Drug Maker Faces CSRC Fine
The CSRC's 600,000 yuan fine on Changsheng Biotechnology for falsifying data for a rabies vaccine form a small part of the 9.1 billion yuan it will have to pay.
October 17, 2018 -
891Contributed ArticleSFC Fund Manager Code of Conduct Compliance Checklist
With the SFC's FMCC compliance deadline about one month away, fund managers need to have key components in place, says Cordium's Derek McGibney.
October 12, 2018 -
460FeatureHong Kong, UK Sign Mutual Recognition of Funds Agreement
The agreement allows eligible funds in Hong Kong and the UK to be distributed in each other’s market through a streamlined process.
October 9, 2018 -
653China
Hong Kong Lays Out Road Map for Green Finance Development
The SFC will require better environmental and climate risk disclosures by listed companies and asset managers, and will work with HKEX to promote green financial products.
September 24, 2018 -
408China
China Details Penalties for Bond Underwriting Kickbacks
The CSRC will ban or impose penalties on firms engaging that help companies with low creditworthiness issue debt in exchange for under-the-table payments.
September 21, 2018 -
375Australia & NZASIC’s Year Ahead to Focus on Conduct, Culture, Consumer Trust
ASIC Commissioner John Price laid out the regulator’s priorities regarding conduct and culture risk in the financial industry in the coming year.
September 11, 2018 -
296China
CSRC Consults on Revised Mutual Funds Disclosure Rules
New guidelines aim to protect the interests of investors by improving the quality of and access to disclosures and increasing accountability in the asset management sector with regard to disclosures.
August 8, 2018 -
307China
China Amends Delisting Rules Amid Vaccines Scandal
Any company involved in illegal activities, disclosure rule violations, or whose action threatens public health, national or ecological security will face compulsory delisting from domestic exchanges.
July 30, 2018 -
351ChinaChina Publishes Draft Rules on Bank WMP Business
New rules are designed to standardise the sector including by strengthening supervision, preventing shadow banking risks, improving leverage controls and protecting investors' interests.
July 23, 2018
