All posts tagged "Disputes"
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90Australia & NZAFCA Launches Benchmarking Tool for Complaints Resolution
The platform enables FIs to track complaints resolution and compare their performance against an anonymised set of similar financial firms.
November 24, 2021 -
240ChinaCSRC to Pilot Arbitration System for Capital Market Disputes
Arbitration courts in Beijing, Shanghai and Shenzhen will help to facilitate the resolution of disputes in the securities and futures market.
October 22, 2021 -
145ChinaShenzhen to Establish New Securities Arbitration Centre
The new Shenzhen Court of International Arbitration, established with the SZSE, will handle cross-border securities and capital market disputes.
August 25, 2021 -
158ChinaCBIRC Launches Crackdown on Online Insurance Firms
The CBIRC has ordered online insurers to conduct self-checks to identify violations, make immediate corrections and hold responsible personnel to account.
August 16, 2021 -
224ChinaShanghai Court Granted Jurisdiction to Hear Cross-border Cases
The Shanghai Financial Court is the second Chinese court allowed to handle disputes involving overseas securities and financial institutions.
April 28, 2021 -
293EnforcementMirae Asset Sues Shinhan Over Lime Fund Losses
Shinhan Bank has separately been ordered to repay up to 75 percent of investments it sold in Lime's credit insured funds.
April 22, 2021 -
211Australia & NZASIC Sets Expectations on New Complaints Handling Obligations
ASIC plans to check in with industry at various stages of RG 271’s implementation and assess whether its expectations about preparation are being met.
April 14, 2021 -
231EuropeUK Consults on Legal Safe Harbour to Manage LIBOR Wind-down
The consultation seeks views on whether a legal safe harbour could be a helpful supplement to the provisions inserted into the BMR by the Financial Services Bill.
February 18, 2021 -
287Fintech / RegtechS. Korean Law to Help Reverse Mobile Payments Made in Error
New legislation set to take effect in July will task the KDIC with helping users of mobile payment apps to retrieve funds that are transferred in error.
February 17, 2021 -
621Australia & NZAustralia to Develop Fintech Code of Conduct
The code of conduct will cover transparency and disclosure for fintech balance sheet lenders offering unsecured business loans.
March 2, 2018
