All posts tagged "enforcement"
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87EnforcementCFTC Fines Tether as US Regulators Scrutinise Crypto Markets
The CFTC has fined Tether $41mn and Bitfinex's parent $1.5mn. Meanwhile New York prosecutors have directed two crypto lending platforms to cease operations.
October 21, 2021 -
208AML / KYCOFAC Issues Sanctions Guidance for Crypto Sector
OFAC expects virtual currency operators to identify and block IP addresses that originate in sanctioned jurisdictions, including via VPNs.
October 18, 2021 -
101Australia & NZFMA Finalises Guidance on Advertising of Financial Products
The FMA will take action against false, misleading, deceptive or confusing advertising, depending on the severity and level of misconduct.
October 18, 2021 -
118Australia & NZRBNZ Consults on Approach to Enforcement Decision-making
A new consultation paper seeks feedback on the principles and criteria which will guide the RBNZ's enforcement decision-making process moving forward.
October 14, 2021 -
188AML / KYCUS DOJ Creates National Cryptocurrency Enforcement Team
The NCET will cooperate with international law enforcement agencies as well as private sector actors to target the criminal misuse of cryptocurrency.
October 8, 2021 -
551EnforcementEnforcement Should Drive Good Conduct, says HKEX’s Jon Witts
HKEX’s approach to enforcement is designed to drive better conduct, governance and compliance culture, says Head of Listing Enforcement Jon Witts.
September 28, 2021 -
281AML / KYCBasel AML Index Calls Out Ineffectiveness Across Jurisdictions
Areas of AML/CFT policy that urgently need more attention are virtual assets, implementation effectiveness, beneficial ownership, and DNFBPs.
September 22, 2021 -
290MalaysiaSC Malaysia Launches Five Year Capital Market Masterplan
The masterplan includes measures to facilitate greater fundraising efficiency, liberalise access to foreign funds, and further develop the derivatives market.
September 22, 2021 -
178ChinaCSRC Forms Inter-agency Group to Rein in Capital Market Crime
The group will enhance coordination between the central and local government agencies to better enforce against and punish capital markets misconduct.
September 18, 2021 -
154Asia-PacificPhilippine Lawmaker Introduces Bill to Tackle Rising Cybercrime
The bill requires banks and non-bank FIs to "exhaust all means to ensure that victims are able to recover their monetary loss, if any".
September 17, 2021
