Crypto asset service providers will be required to implement customer protection measures and robust AML/CFT safeguards including the travel rule.
July 5, 2022There are 59 ESG ratings providers active in the EU, ESMA said in a letter to the European Commission.
June 28, 2022EBA, EIOPA and ESMA propose that AML/CTF compliance be a specific requirement for firms, including crypto firms, to obtain and maintain their licences.
June 6, 2022ESMA says administrative measures, including enforcement, may be appropriate in cases where SFDR disclosures are misleading or do not match fund documentation.
June 4, 2022Resignation sparked by German police raids to investigate claims over mis-representation of ESG funds.
June 3, 2022"Sufficient factual evidence" has emerged that ESG factors were not taken into account in many investments, contrary to claims made in DWS fund prospectuses.
June 1, 2022ESMA found that reported trade activity data could be used to track the evolution of Archegos’ positions in individual stocks and analyse the mark-to-market value of its portfolio of swaps.
May 20, 2022ASIC’s Alex Orgaz-Barnier says APAC regulators are targeting a common implementation date and alignment to the greatest extent possible.
May 11, 2022Banks are reportedly concerned that measures proposed in October will make it harder to access international markets and cross-border services.
April 8, 2022The adoption of the regulatory cooperation framework follows the signing of an amended MoC by Japan's FSA and ESMA.
April 2, 2022