All posts tagged "ETFs"
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174UncategorisedRBI Eases Limits on FPI Investment in Debt Securities
RBI has re-opened the 'voluntary retention route' for FPI investments in debt, doubling the investment cap. Short-term investment limits have also been eased.
January 24, 2020 -
413Asia-PacificHong Kong, Thailand Set to Sign Cross-Border Funds Agreement
Hong Kong's SFC and Thailand's SEC plan to sign a mutual recognition of funds agreement within the second quarter of this year.
January 17, 2020 -
154ChinaHong Kong, China Resume Discussions on ETF Connect
SFC deputy chief executive Julia Leung has indicated that discussions with the CSRC have resumed to address the technical challenges of implementing an ETF Connect.
January 15, 2020 -
200Australia & NZASIC to Audit Broker Sales of Listed Investment Funds
ASIC is reviewing whether sales commissions paid by fund managers to brokers or financial advisers to sell funds compromise the best interests of investors.
January 14, 2020 -
118Asia-PacificPhilippine SEC Approves Implementing Guidelines on Short Selling
The new implementing guidelines address concerns over the effect of SBL and short selling transactions on trading participants’ books and records, error transactions, and capital adequacy.
January 6, 2020 -
331JapanUPDATED – BOJ to Boost ETF Market Liquidity by Lending Holdings
The ETF lending facility is likely to reduce ETF bid/ask spreads and provide an easy way to short the Japanese market.
December 20, 2019 -
280Hong KongSFC to Allow Hong Kong ETFs to Invest in Overseas Master ETFs
The SFC will authorise index tracking feeder ETFs that want to invest in an overseas-listed, non-SFC authorised master ETF on a case-by-case basis.
December 17, 2019 -
394Australia & NZ
ASIC Allows Non-transparent Active ETFs to Remain Non-Transparent
Active ETF providers will have to implement new controls to manage risks associated with internal market making models, but they will be allowed to continue to hide their holdings.
December 12, 2019 -
637Big PictureFund Managers to Remain in Regulatory Spotlight in 2020: Moody’s
Asset managers will remain in the regulatory spotlight as authorities actively work to reduce conflicts of interest in financial advice and elevate supervision of fund liquidity management.
December 10, 2019 -
282Hong KongHKEX Closing Auction Expands to All Equities, Funds
The move will help improve trading liquidity at close, simplify trading operations for market participants, and standardise closing times for equities.
October 9, 2019
