The guidelines include templates firms can use to apply for permission to operate DLT market infrastructure under the EU's DLT Pilot Regulation.
December 23, 2022ETP naming conventions are divided into two levels: primary labels which indicate product type, and secondary labels which indicate specific risks or strategies.
November 25, 2022GLEIF will publish new open-source relationship files monthly which will map Market Identifier Codes pertaining to legal entities to the corresponding LEIs.
November 16, 2022FIA is supportive of using circuit breakers to manage disorderly markets but not as tools to control or cap prices.
November 10, 2022The rule will require issuers to develop and implement a clawback policy for compensation that was erroneously awarded based on incorrect financial statements.
October 30, 2022Exchanges may relax the daily price limit in “exceptional circumstance” to resolve price differences between local and overseas markets.
October 3, 2022The NYSE and TSE will collaborate on product development, marketing, information sharing, and the use of digital technologies in market operations.
September 23, 2022New trading rules and self-regulatory guidelines are aimed at preventing excess speculation and promoting the development of the convertible bond market.
August 2, 2022Quarterly reports must be issued containing information on cyber incidents, risk mitigation measures, bugs and vulnerabilities, and threat details.
July 7, 2022The study shows that the circuit breakers triggered during the March 2020 volatility contributed to alleviating financial market pressures.
May 27, 2022