All posts tagged "Exchanges"
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182Capital RegulationSEBI to Raise Net Worth Requirements for Market Intermediaries
SEBI proposes to progressively raise the net worth requirements for trading members, clearing members and depository participants by October 2023.
October 3, 2021 -
286Big PictureExchanges Can Help Minimise Broker-Dealer Operational Risk
A paper by Citadel Securities, NYSE, Nasdaq, MIAX, MEMX, and BOX says exchanges can provide an additional layer of protection on top of broker-dealers' own risk controls.
September 13, 2021 -
359Feature
SEBI to Introduce Optional T+1 Settlement Cycle from January
Stock exchanges may choose to offer T+1 settlement on any scrip, after providing the market advance notice of at least one month.
September 8, 2021 -
132India
SEBI Tweaks Guidelines for Exchanges on Market Maker Use
A one-year validity period is introduced for any board approval to introduce a liquidity enhancement scheme for a security, and removes a cap on how long it can be used.
September 3, 2021 -
170India
SEBI Creates Panel to Explore Move to T+1 Settlement – Report
A reduction to T+1 is expected to increase market liquidity and trading turnover, while also reducing settlement risk and broker defaults.
August 16, 2021 -
153ChinaShanghai, Shenzhen Bourses Update Green Bond Guidelines
Carbon neutrality bonds and blue bonds have been added under the green bond chapter. Requirements on the use of proceeds from such issuances are defined.
July 17, 2021 -
122InternationalExchanges Demonstrate Leadership in Sustainability Matters: WFE
An annual WFE survey shows that ESG is increasingly becoming an integral part of exchanges’ strategies and ethos.
July 17, 2021 -
264Asia-Pacific
Citadel Securities Offers Best Practices to Address Exchange Outages
Common issues that have compounded the impact of recent outages continue to be largely overlooked by some exchanges.
June 25, 2021 -
907Market InfrastructureMAS to Expand Scope of Mandatory Reference Check Regime
MAS proposes to expand the scope of FIs and employees subject to the mandatory reference checking regime. FIs will have to maintain records for all employees.
May 17, 2021 -
350Big PictureHow Derivatives Exchanges Can Promote Sustainable Development
A new report from the WFE and the UN’s SSE Initiative offers guidance on how derivatives exchanges can facilitate the sustainability transition.
May 11, 2021
