The first guidance document covers enhanced customer due diligence procedures. The second covers the measures for screening employees and training them on ML/TF risks.
November 4, 2022A staggered lockup contracts system will be introduced to avoid sell orders being concentrated immediately after the end of the usual six-month lockup period.
February 24, 2022The regulations clarify the qualifications and filing procedures for directors, supervisors, and senior managers of financial holding companies.
April 9, 2021Under the plan, CEOs and executives would face eligibility requirements on the basis of qualifications, a clean criminal record, and historical work performance.
October 4, 2018