Two insurance agents of Prudential Assurance Company Singapore provided false information to MAS in relation to an investigation it was pursuing.
May 23, 2022The two brokers rigged the market for Kris Wiluan, who was convicted and fined in May 2021 for manipulating the stock prices of KS Energy where he was CEO.
April 26, 2022The toolkit provides guidance to facilitate compliance by financial advisers with MAS approval and reporting requirements.
April 9, 2022Under the new 'Branch Framework', Singapore FIs have to assess whether their overseas representatives are acting on behalf of the Singapore office or the foreign office.
October 11, 2021MAS seeks comment on four notices, which contain requirements on record-keeping, internal policies, and the provision of records to MAS upon request.
May 13, 2021MAS is proposing to introduce an exemption framework for foreign head offices or branches that is similar to the proposed notified FRC framework issued in June 2020.
March 16, 2021MAS is consulting on amendments to the FAA and SFA Notices to introduce provisions on ethics and skills into the existing CMFAS rules and regulations modules.
September 8, 2020Guidelines allow digital advisers to pass client orders to brokerage firms for execution without the need for an additional capital markets services licence.
October 9, 2018MAS and CAD will consolidation investigative resources and expertise for all capital market and financial advisory offences, effective 17 March.
March 14, 2018