Financial holding companies have to set upper limits for related-party transactions and establish systems for their management, reporting and disclosure.
February 13, 2023In designing the standards, the GDF has leveraged the framework and high-level principles existing in the FX Global Code.
January 9, 2023FSCP sitting panels will comprise an ASIC staff member as chair and at least two external members from the FSCP's pool of industry participants.
August 5, 2022The regulatory framework includes a set of principles for capital market entities to adopt in their use of AI/machine learning.
August 2, 2022MAS conducted a thematic review on selected FIs' implementation of Fairness Principles in their use of AI/machine learning.
July 5, 2022A House committee says the SEC should introduce a liquidity rule for clearing brokers and FINRA should establish liquidity planning requirements.
June 28, 2022Survey respondents said government support is needed to drive education and promote fairness, ethics, accountability and transparency in the industry.
May 25, 2022The guide highlights the need for banks to establish proper data and AI governance frameworks, and maintain continuous control over AI-based solutions post-implementation.
May 2, 2022The BOT has issued guidelines on how firms should charge interest, service fees and penalties for financial products and services.
April 6, 2022The new rules are aimed at ensuring greater transparency and fairness for retail investors in the allotment of IPO shares.
February 4, 2022