A common industry training benchmark has also been established to help upskill private banking relationship managers in the area of sustainability.
October 17, 2022Archegos employees were "coerced" to invest their bonus money into the firm through a deferred compensation plan, which evaporated when the company collapsed last March.
July 6, 2022ESMA found that reported trade activity data could be used to track the evolution of Archegos’ positions in individual stocks and analyse the mark-to-market value of its portfolio of swaps.
May 20, 2022The DOJ, CFTC and SEC charged Archegos and four of its executives for defrauding banks and brokers and manipulating the prices of publicly traded securities.
April 28, 2022Tony Freeman explains why European banks are unlikely to move away from clearing trades through London absent a regulatory mandate.
February 11, 2022The HKMA has been working to enhance Hong Kong’s competitiveness as a family office hub by developing talent, enhancing investment opportunities, and outreach.
January 17, 2020