The new regime will provide a "streamlined process" for overseas funds to market to UK retail customers if the government finds a jurisdiction equivalent.
December 5, 2023Signatories pledge to block and remove fraudulent material from their platforms and services and to work closely with law enforcement.
December 1, 2023Pankaj Sharma and Phoebe Chan discuss the complexities of regulating financial promotions online, finfluencers in particular, and offer recommendations.
November 30, 2023In this initial stage, FCA authorised funds can implement tokenisation using a "baseline approach", provided they meet certain characteristics.
November 25, 2023The FCA reviewed the fund disclosures and approaches of 12 fund managers which offered active or passive retail funds with ESG or sustainability-related names.
November 17, 2023Firms are not adequately focused on delivering good outcomes to consumers, supporting victims of fraud, and handling complaints in a timely manner.
November 8, 2023The FCA and BOE published discussion papers outlining the UK's proposed regulatory approach for regulating fiat-backed stablecoins.
November 7, 2023Crypto promotions should apply the Consumer Duty; finfluencers should disclose commercial relationships; regulated status should not be used in a promotional way.
November 6, 2023Treasury says the government aims to have legislation for the new regime before Parliament in 2024.
November 1, 2023Following industry feedback on the role of AI in finance, UK regulators to address wide ranging concerns including data regulation.
October 31, 2023