Despite investors calling for disclosure of all emissions, there are concerns the board is reaching beyond its remit.
January 20, 2023One consultation will cover the attributes of a digital pound. The other will cover the UK's approach to regulating crypto and DeFi.
January 16, 2023The bank had no policy for handling large deposits and did not conduct an internal audit of its financial crime unit over an 8-year period, among other weaknesses.
January 13, 2023The FCA thinks the LME does not have adequate supervisory controls for Asia market hours. The Oliver Wyman review has also been released.
January 13, 2023An IT system upgrade in April 2018 resulted in nearly 2 million TSB Bank customers being unable to access banking services.
December 22, 2022The government will also empower the RBA to regulate digital wallet providers and improve the regulatory framework for crypto service providers.
December 15, 2022The bank published incorrect information concerning its risk-weighted assets and did not disclose the error to investors despite knowing it was wrong.
December 15, 2022The FCA said Santander did not manage business banking accounts correctly and did not promptly deal with automated monitoring alerts.
December 14, 2022The reforms include overhauls of the ring-fencing and senior managers regimes, a new green finance strategy, and an investment management exemption for cryptoassets.
December 13, 2022Between July 2016 and January 2018, BGC Brokers, GFI Brokers and GFI Securities had deficient surveillance processes and insufficient asset class coverage.
December 13, 2022