All posts tagged "fiduciary obligations"
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282ChinaCBIRC Issues Rules on Evaluating Performance of Bank Directors
Banks and insurers have to evaluate the performance of their directors and supervisors each year and classify them as “competent”, “basically competent” or “incompetent”.
February 10, 2021 -
712EnforcementSEBI Orders Special Audit of Shuttered Franklin Templeton Funds
A forensic audit firm has reportedly been tasked with determining whether Franklin Templeton colluded with bond issuers and if conflicts of interest were present at the firm.
June 3, 2020 -
886Enforcement
SEBI Initiates Probe into Franklin Templeton Fund Closures
SEBI is reported looking to determine whether the firm violated rules, breached its fiduciary duty, or failed to act in investors' best interests.
May 6, 2020
