All posts tagged "Financial Advice"
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259Australia & NZASIC Consults on Barriers to Good Quality Affordable Personal Advice
ASIC is looking to better understand the barriers to providing good quality and affordable advice and help the industry provide such advice more broadly.
November 19, 2020 -
1.1KFintech / RegtechKorean MyData Industry ‘The First of its Kind’, says FSC Vice Chair
The FSC's Doh Kyu-sang says 35 entities are currently under review to receive preliminary licences to participate in the MyData ecosystem.
November 16, 2020 -
497Australia & NZNew Zealand FSC Publishes Disclosure Guide for Financial Advice Regime
The ‘Disclosure Guide’ will help advisors comply with the changes to disclosure requirements under the new financial advice regime which comes into force on 15 March 2021.
November 10, 2020 -
527Australia & NZFMA Finalises Standard Conditions for Full Financial Advice Licence
All financial advice providers will have to meet the standard conditions to obtain a full licence when the new advice regime takes effect on 15 March 2021.
November 9, 2020 -
513Australia & NZAustralia: New Report Proposes Changes to Financial Advice Rules
The FASEA regime has created a barrier to many people who seek to provide advice services and to consumers who seek to access them, says a new Rice Warner report.
October 27, 2020 -
440Australia & NZ
FMA to Recognise Australian Financial Advice Qualifications
In addition to holding Australian qualifications, the FMA proposes that Australian advisers will need to have at least 12 months’ experience working in Australia.
October 26, 2020 -
490MalaysiaSC Malaysia to Allow Financial Planners to Advise on Stocks, Bonds
The new policy will encourage informed participation in stocks and bonds, while also protecting investors against bad investment choices.
October 11, 2020 -
730Australia & NZ
New Zealand FMA Warns of Action Against Poor Conduct
There are no excuses for conduct that presents the risk of harm to investors, customers and the integrity of the markets, says FMA chief Rob Everett.
September 25, 2020 -
329Australia & NZAPRA Offers Guidance on Handling of Deferred Loans
Banks should immediately inform APRA and ASIC if they experience issues collecting on loans with repayment deferrals.
September 24, 2020 -
406Australia & NZ
ASIC Power to Obtain Documents Upheld in Federal Court
Two separate rulings against Maxi EFX and IOOF-owned RI Advice clarify obligations for those who receive ASIC notices requiring them to produce documents.
September 14, 2020
