Policy experts from CFA Institute discuss key regulatory and technology trends that will impact how investment advice is delivered.
September 5, 2023The mFund Settlement Service caters to unlisted managed funds. ASX is considering closing the service.
April 17, 2023Under the revised rules, ICO portals will also be allowed to outsource certain tasks to service providers, as long as they are not 'core' services.
December 7, 2022ICO portals cannot provide services for digital token offerings if there is a conflict of interest, such as in situations where they hold shares in the issuer.
June 29, 2022Two new papers have been published to help Singapore's insurance industry in elevating their culture and conduct standards.
March 23, 2022Institutional investors will include those with the ability to analyse and absorb risks in complex and high-risk products, such as VC and PE firms, investment analysts, and company directors.
March 17, 2022Foreign companies will now only have to retain financial advisors for 1 year after listing and the quiet period of strategic shareholders has been shortened to 1.5 years.
February 24, 2022The listing rule changes will enable companies in target sectors to more easily access funding from Thailand's capital market.
May 21, 2021Anyone who gives regulated financial advice to retail clients must either hold or operate under a Financial Advice Provider licence granted by the FMA.
March 16, 2021The Action Plan seeks to make financing more accessible to European companies and integrate national capital markets into a genuine single market.
September 27, 2020