All posts tagged "financial planning"
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101Securities / DerivativesTaiwan to Allow Securities Firms to Offer More Trust Products
Securities firms will be allowed to design more diversified trust products, enabling them to better meet customers' financial planning needs, the FSC said.
August 11, 2022 -
377Australia & NZAFCA to Start Using New Funding Model from 1 July
The new user-pay model will reward good performance and early resolution while apportioning fees fairly based on the actual use of AFCA’s services.
June 2, 2022 -
548ChinaBlackRock Launches First Private Pension Product in China
The product was launched by a BlackRock-CCB joint venture, the first foreign-controlled institution that was approved to take part in private pension pilot trials.
April 28, 2022 -
305Australia & NZ
AFCA Proposes New User-Pays Funding Model
Under the new model, about 20% of AFCA members would experience a decrease in fees, while 70% would see no impact.
March 16, 2022 -
541ChinaCBIRC Expands Private Endowment Insurance Trial Nationwide
The expansion will allow all pension insurers in China to participate in the scheme. So far only six insurers have participated in two pilot areas.
February 25, 2022 -
622ChinaCBIRC Grants Approval for HSBC to Fully Own China Insurance Unit
HSBC reached an agreement with its joint venture partner to a remaining 50% equity interest in HSBC Life China in May 2020.
January 6, 2022 -
228Fintech / RegtechMAS: SGFinDex Extended to Include Investment Holdings Data
Individuals can now view information on their investment holdings at SGX's central depository as part of their consolidated financial position.
November 9, 2021 -
181Australia & NZASIC Faces Pushback for Higher Financial Advice Levies
The FPA says the formula ASIC uses to estimate the industry funding levy for financial planners is not equitable or sustainable and must be reviewed immediately.
July 29, 2021 -
368EnforcementHong Kong: Ex-Dah Sing Bank Manager Jailed for Fraud
The former financial planning manager told a client he was required to buy an insurance policy before he could open a corporate bank account.
June 16, 2021 -
307Australia & NZ
Australian Court Penalises Dover Financial Advisers for Misconduct
The penalty is part of the fallout from a 2019 federal court judgment that Dover Financial Advisers engaged in “false, misleading or deceptive conduct”.
March 9, 2021
