Brokers are no longer required to liquidate client holdings, make margin calls, or impose haircuts on collateral if client equity balances fall below 130%.
March 27, 2020The deadlines for market participants to comply with regulatory requirements relating to submissions and training requirements have been extended.
March 23, 2020The changes extend the requirements imposed on approved trustees and managers to VCCs, VCC directors and VCC custodians, while also introducing a best interest duty.
March 17, 2020The two-month extension for companies to hold their AGM applies to all issuers that need more time, irrespective of their place of business or operations.
February 28, 202094 companies required to use quarterly reporting are issuers with audit concerns, 6 have outstanding regulatory concerns, and 9 are named under both categories.
February 11, 2020The extension is for issuers whose principal place of business or significant operations are in China, and whose audits have been affected by coronavirus-related measures.
February 10, 2020The CSRC has reportedly been in talks with the US audit regulator on allowing joint inspections of firms that audit Chinese companies listed in the US.
December 19, 2019SEBI has directed listed banks to disclose any divergences in bad loan provisioning immediately, rather than waiting to publish the information in their annual financial statements.
November 5, 2019For a one-month period in July, temporary trading will be allowed for SET listed securities that have been suspended for three months consecutively.
June 12, 2019Trading in a Hong Kong listed company will be suspended if the auditor issues a disclaimer or adverse opinion for any financial year commencing on or after 1 September 2019.
May 27, 2019