All posts tagged "FiNI"
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349Hong KongHKEX to Host Preparatory Workshops for New FINI Platform
HKEX will explain the API development requirements for the new IPO settlement platform, set to launch in June 2023.
June 17, 2022 -
491Feature
HKEX to Launch New IPO Settlement Platform in June 2023
HKEX will host technical workshops and demonstration sessions in the coming months, and commence FINI user registration and on-boarding in Q4 2022.
May 30, 2022 -
465ESG / SustainabilityHKEX Listing Committee Outlines Policy Agenda for 2022
HKEX will review the IPO eligibility requirements for technology firms, optimise the IPO price discovery process, and enhance ESG standards and climate disclosures.
March 16, 2022 -
585Hong Kong
HKEX Issues Update on FINI Operational Arrangements
HKEX provides key operational arrangement updates for FINI in a new information pack, including the onboarding requirements for market participants.
December 1, 2021 -
566AML / KYC
SFC Issues Technical Guidance for New Reporting Regime
A new paper introduces a pre-defined file format for OTCR submissions. Guidance on the new investor identification regime has also been released.
November 29, 2021 -
265Hong KongHKMA Amends Requirements on Share Margin Financing
The HKMA says continued enforcement of the requirement to observe market norms in the setting of maximum LTV ratios is no longer appropriate.
October 25, 2021 -
412Feature
HKEX to Roll Out New IPO Settlement Platform Next Year
HKEX will proceed with the development of FINI for handling all Hong Kong IPOs, initially adopting a T+2 settlement cycle.
July 7, 2021 -
437Enforcement
HKEX Probes for Rule Violations by Retail IPO Investors
Brokers involved in the New Horizon Health IPO have been asked to provide information on the retail investors who were allotted stocks.
February 23, 2021 -
668Feature
Hong Kong Bourse to Introduce Paperless IPO Regime in July
From 5 July 2021, listing documents must be published solely in an electronic format, and new subscriptions must be made through online channels only.
December 21, 2020 -
976Feature
HKEX Proposes Revamp of Hong Kong IPO Settlement Process
Subject to market support and readiness, HKEX intends to launch a new platform called FINI in 2022 that will cut the IPO settlement process from T+5 to T+1.
November 17, 2020
