BNPL providers will be required to conduct affordability checks on customers above a proposed value of NZD 600.
November 9, 2022The first guidance document covers enhanced customer due diligence procedures. The second covers the measures for screening employees and training them on ML/TF risks.
November 4, 2022ASX, NZX, SGX, and SPX issuers would have to comply with only a minimal number of PNGX rules for a dual listing. The proposals also provide a framework for SPAC listings.
October 29, 2022A new policy statement to be issued at Hong Kong FinTech Week may spell out plans to include retail investors in the city's VASP regime.
October 17, 2022The hedge fund manager used non-public information from a market sounding call to trade short swaps on a KRX-listed stock.
September 30, 2022The ECB will look to ensure capital requirements criteria are applied when national regulators assess crypto-related licensing requests.
August 24, 2022The proposed rules impose 'fit and proper' requirements on shareholders and key responsible persons of adjusters.
August 4, 2022Banks, insurers and non-bank deposit takers will need a ‘financial institution licence’ issued by the FMA starting in early 2025.
July 21, 2022The representative's mother transferred funds into five customers' payroll accounts to improve his work performance.
July 19, 2022The government acknowledges that the VASP regime will be more rigorous and comprehensive than those in Singapore, UK and Japan.
June 26, 2022