All posts tagged "FMA"
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275Australia & NZFMA Clarifies Expectations on Use of Overseas Research in New Zealand
Overseas firms without a New Zealand financial advice licence can supply research reports to licensed New Zealand firms, but not to retail clients.
December 21, 2020 -
208Australia & NZ
FMA Issues Disclosure Framework for Green Investment Products
The guidance sets out the type of disclosure the FMA expects from issuers of green bonds and other 'responsible’ investment products.
December 17, 2020 -
709Australia & NZNZX to Create Industry Working Group on Capital Markets Technology
The working group will develop a roadmap to solve for New Zealand's lack of scale and geographic isolation through the use of technology.
December 1, 2020 -
460Australia & NZ
FMA Proposes New Guidance on Financial Product Advertising
The guidance sets out the FMA's expectations of what good conduct in the advertising of offers of financial products looks like.
November 19, 2020 -
576Australia & NZNew Zealand FSC Publishes Disclosure Guide for Financial Advice Regime
The ‘Disclosure Guide’ will help advisors comply with the changes to disclosure requirements under the new financial advice regime which comes into force on 15 March 2021.
November 10, 2020 -
629Australia & NZ
FMA Finalises Standard Conditions for Full Financial Advice Licence
All financial advice providers will have to meet the standard conditions to obtain a full licence when the new advice regime takes effect on 15 March 2021.
November 9, 2020 -
1.1KAustralia & NZ
New Zealand FMA Appoints KPMG as Temporary Manager
This is the first time the FMA has used its power to appoint a temporary manager, after the previous manager was removed over governance issues.
November 7, 2020 -
1.3KAustralia & NZ
New Zealand FMA to Deepen Fintech, ESG Expertise
The appointments reflect the FMA's support for innovation in financial services and a commitment to supporting New Zealand’s transition to a greener financial system.
November 5, 2020 -
514Australia & NZ
New Zealand FMA Proposes New Guidance on KiwiSaver Fees
The proposed guidance sets out ongoing obligations for KiwiSaver schemes to regularly review their fees to ensure members not being charged unreasonable fees.
November 5, 2020 -
556Australia & NZ
FMA to Recognise Australian Financial Advice Qualifications
In addition to holding Australian qualifications, the FMA proposes that Australian advisers will need to have at least 12 months’ experience working in Australia.
October 26, 2020
