All posts tagged "FMA"

New Zealand Exempts Personalised Robo-advice from Licensing Regime

Providers still need to be pre-approved to offer financial advice; new rules formalising licensing of robo-advice per se expected in 2019.

New Zealand to Revise Regulatory Reporting Framework

Regulator consults on what information should be gathered from intermediaries.

New Zealand Reports on First Year of New Conduct Regime

The Financial Markets Authority has issued the first annual report under the new Financial Markets Conduct Act, highlighting progress in delivering a modern and flexible approach to regulating financial services.

New Zealand Consults on Disclosure Duties of Charities

New Zealand’s Financial Markets Authority has issued a consultation paper on whether charities issuing debt securities should be subject to standard disclosure obligations.

New Zealand Regulator Enhances Financial Reporting Policy

The Financial Markets Authority seeks public opinion on proposed changes to public accountability designations for some entity classes, while introducing some class exemptions.

NZ Regulator Announces New CEO