The rules allow futures companies to conduct market-making activities for stock options and require stock exchanges to supervise programmatic trading activities.
January 4, 2023The guidelines strengthen requirements for futures brokers to safeguard client assets, put in place trading controls, and set prudent client limits.
November 28, 2022The alternative of forced liquidation would be a “suboptimal solution” that would require Hodlnaut to sell users’ cryptocurrencies at "depressed asset prices".
August 18, 2022Securities firms will be exempt from a requirement to hold collateral worth at least 140 percent of the value of each stock purchase to provide credit to customers.
July 5, 2022The measures include support for IPO applicants, listing fee waivers, and regulatory support for securities firms.
May 24, 2022Improving access to client clearing is "critical" to ensuring all standardised OTC derivatives contracts are cleared through CCPs.
November 30, 2021The brokerage did not have effective controls to identify third party deposits, and "extensive deficiencies" were found in its handling of margin lending and margin calls.
April 20, 2020In the event of a default, Shanghai Clearing House can initiate rapid disposal of non-cash collateral, demand the disposal of a clearing member’s other assets, or perform a forced liquidation, among other measures.
August 9, 2019