All posts tagged "FSA"
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385FeatureJapan FSA Proposes Revisions to Derivatives Reporting Rules
The FSA is looking to implement the data requirements specified by CPMI-IOSCO's CDE Technical Guidance "as much as possible".
May 19, 2022 -
350InternationalISSB Forms Working Group to Prevent Jurisdictional Fragmentation
The working group will seek to align work being done across jurisdictions to set standards in the field of sustainability-related financial disclosures.
April 28, 2022 -
913InternationalJapan FSA Issues Guidance on Preventing Archegos-style Incidents
Firms with securities businesses are expected to draw lessons from the shortcomings observed in the Archegos incident in order to foster a sound risk culture.
April 24, 2022 -
616Fintech / Regtech
Japan FSA Publishes Research on Overseas Data Collection Platforms
A survey of overseas authorities was conducted to inform the development of a "joint data platform" that will be used by both the FSA and BOJ.
April 21, 2022 -
408JapanFSA Issues Guidance to Japanese FIs on Using NGFS Scenarios
The guidance will help Japanese financial institutions use of the NGFS scenarios to conduct climate-related financial risk analysis, the FSA said.
April 20, 2022 -
436Japan
Japan to Remove Quarterly Reporting Requirements
Legislation will be introduced in 2023 to remove a requirement for listed companies to provide the government with audited quarterly financial statements.
April 19, 2022 -
427AML / KYC
FSA Offers Update on Work to Strengthen Japan’s AML System
Discussions are underway on the implementation of a new shared transaction monitoring and screening system. A new 'beneficial ownership list system' has been established.
April 18, 2022 -
708EnforcementTokyo Prosecutors Indict SMBC Nikko Securities Deputy President
The former deputy president is suspected of colluding with other staff to illegally manipulate stock prices to keep block trade deals with clients from falling through.
April 14, 2022 -
454Japan
FSA Issues Guidance for Asset Managers Moving to Japan
Regulatory requirements have also been amended to allow foreign securities companies entering the Japanese market to submit their registration applications in English.
April 12, 2022 -
2.9KJapanBOJ Publishes Details on Planned Bank Examinations for Fiscal 2022
Key areas of focus for the BOJ will be to assess how banks are managing climate risk, credit risk, cross-border loans, and cybersecurity.
April 6, 2022
