All posts tagged "FSC"
-
25EnforcementS. Korea To Tighten P2P Lending Regulation Amid Rising Fraud
New rules aim to control growth of the $24.7bn industry by requiring greater disclosures for secured lending, notarised mortgages valuations, among other...
June 20, 2018 -
27EnforcementGoldman Faces Naked Short Selling Fine in S. Korea
South Korean branch of Goldman Sachs International said its naked shorts were the result of an institutional investor reversing a decision to lend...
June 19, 2018 -
45ChinaRules Relaxed for Chinese Investment in Taiwan-Listed Foreign Firms
Regulator does away with rules requiring Chinese investors to apply for QDII license to invest in foreign firms listed in Taiwan; foreign...
June 14, 2018 -
39Capital RegulationTaiwan To Ease M&A Rules For Financial Holding Companies
New rules lower the threshold for initiating a tender offer from 25 percent to 10 percent; new rules to only apply to...
June 14, 2018 -
27KoreaS. Korea Passes Bill Enabling Asia Regional Funds Passport
Korean cabinet approves amendments to its capital markets law to allow funds passporting between the five signatory countries; FSC to begin making...
June 14, 2018 -
52KoreaS. Korean Banks Create Self-Regulating Hiring Guidelines
Guidelines will reintroduce written exams, involve outside experts in screening and interviews, adopt “blind recruitment” to prevent discrimination, and abolish recommendation-based hiring.
June 7, 2018 -
62EnforcementS. Korea Announces Measures to Prevent Stock Trade Errors
Measures to prevent repeat of Samsung Securities dividend payout error include new real-time monitoring system, tighter controls at securities firms, tougher penalties.
May 29, 2018 -
39EnforcementMirae Chairman Steps Back from Management Amid Antitrust Probe
Park Hyeon-joo will head up the group’s global investment strategy even as the firm is under investigation for unfair trading practices.
May 28, 2018 -
36Capital Regulation
S. Korea Allows Wider Range of Assets as Loan Collateral
Loan collateral can include movable assets such as intellectual property, claims on future sales, half-finished goods, machinery, inventory, raw materials and electronic appliances.
May 24, 2018 -
35Korea
S. Korea Banks Respond to Hiring Scandals with New Recruitment Standards
Korea Federation of Banks has submitted a draft proposal to the FSC which includes written exams for candidates, document screening by external...
May 18, 2018
