The trader would sell the securities to his relatives before buying them back at higher prices using his employer's accounts.
April 27, 2023The 'Crypto Academy' is one of several measures the SEC has taken to protect crypto investors since local exchange Zipmex halted customer withdrawals in July 2022.
January 16, 2023The ETF will list on SGX on 14 November, providing Singapore retail investors access to Shenzhen's ChiNext market.
October 21, 2022The fund will exclusively invest in debt securities such as bonds, notes, commercial paper, debentures, and other evidence of indebtedness.
October 18, 2022The FSC will be able to dismiss board members of investment firms or revoke their business licences entirely if fund managers are involved in fraud.
September 20, 2022The amendments will prevent listed companies from operating as investment companies and circumventing rules applicable to fund managers.
August 4, 2022KTF Capital Management had a HK$20mn deficit between 13 and 18 December 2018 but misrepresented to the SFC that it maintained sufficient liquid capital during the period.
August 1, 2022CES Capital International failed to perform sufficient due diligence and monitoring of the underlying investments of two funds.
June 28, 2022Hang Seng Investment Management will become TraHK's new manager in Q3 2022, replacing State Street, which has managed the ETF for 22 years.
March 30, 2022Investment companies will be allowed to operate umbrella funds as long as they create at least two sub-funds, which segregated assets and liabilities.
February 22, 2022