All posts tagged "Fund Managers"
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76Asia-PacificThai SEC Consults on Three-tiered Investments by Funds
The SEC is consulting on whether to allow mutual funds to make three-tiered investments in funds under the same company's management.
October 21, 2021 -
115InternationalFSB Offers Policy Toolkit to Address MMF Vulnerabilities
Enhancing MMF resilience will help address systemic risks and minimise the need for central bank interventions to support the sector, the FSB said.
October 12, 2021 -
179Securities & TradingUS SEC Moves to Boost Transparency on Proxy Votes
The proposed rule changes will make it easier for asset owners to see how asset managers are voting at AGMs.
October 4, 2021 -
218Australia & NZAustralia Funds Industry Prone to Conflicts of Interest
A "long, complex value chain" of intermediaries between fund managers and retail investors raises the potential for conflicts of interest.
September 27, 2021 -
169Asia-Pacific
Thailand’s SEC to Simplify Fund Disclosure Requirements
The SEC said the information contained in prospectuses and factsheets is repetitive and redundant, making it difficult for investors to digest the information.
September 24, 2021 -
305MalaysiaSC Malaysia Launches Five Year Capital Market Masterplan
The masterplan includes measures to facilitate greater fundraising efficiency, liberalise access to foreign funds, and further develop the derivatives market.
September 22, 2021 -
155KoreaKorea to Create Additional ₩100bn ‘New Deal’ Fund
The additional New Deal fund will be financed through 80bn won in investments from the private sector and 20bn won from the government.
September 14, 2021 -
452Enforcement
Global Regulators Heighten Scrutiny Over ESG Mislabelling – Reports
Increased scrutiny from US, EU and UK regulators have forced asset managers to review current practices for classifying funds as ESG-focused.
September 10, 2021 -
195Australia & NZAustralia Issues Consultation to Finalise CCIV Regime
The CCIV regime will offer a more flexible and tax-efficient corporate structure for fund managers. The regime is targeted to commence from 1 July 2022.
September 1, 2021 -
309Hong KongSFC Finalises Climate Risk Requirements for Fund Managers
Fund managers have 12-15 months to comply with the requirements, which cover governance, investment management, risk management and disclosure.
August 22, 2021
