All posts tagged "Fund Managers"
-
276ChinaCSRC Starts Accepting Licence Applications from US Fund Managers
BlackRock and Neuberger Berman applications to set up wholly-owned mutual fund units were accepted on the first day foreign ownership caps were scrapped in China.
April 2, 2020 -
345IndiaSEBI Grants Compliance Relief to Fund Managers, Brokers, Issuers
The new measures include relief from mutual fund policy initiatives, penalty provision exemptions for brokers, and various deadline extensions.
March 25, 2020 -
312Hong KongHKEX to Launch Master SPSA Service for Fund Managers
The new service allows pre-trade checking of China A shares for northbound trading at the fund manager level rather than at the individual fund level.
March 19, 2020 -
286FeatureMAS Revises Code on Collective Investment Schemes
The changes extend the requirements imposed on approved trustees and managers to VCCs, VCC directors and VCC custodians, while also introducing a best interest duty.
March 17, 2020 -
461Australia & NZASIC Probes Brokers for Exploiting Wholesale Investor Rules – Report
Some stockbrokers reportedly mis-classified retail clients as sophisticated investors in order to sell them poor-performing listed investment funds.
February 26, 2020 -
473ChinaChina: Fees Hinder Entry of Foreign Distressed Debt Funds – Report
Offshore funds have to rely on accounting and law firms throughout the three- to four-year life cycle of a transaction in China, at cost of up to 15% of the transaction's value.
February 18, 2020 -
562EnforcementKorea to Strengthen Regulatory Framework for Hedge Funds
The FSC will cap illiquid investments at 50% for open-ended funds, require them to conduct regular stress tests, raise transparency of complex fund structures, and enhance supervisory monitoring.
February 15, 2020 -
385UncategorisedHedge Funds Face High Expectations on ESG Adoption
ESG and sustainability considerations have become a ‘must-have’ in the hedge fund industry, says a new report from KPMG, AIMA, CAIA and CREATE-Research.
February 11, 2020 -
356FeatureFSS Korea Finds Mismanaged Liquidity at More Private Equity Funds
The FSS has identified at least four firms whose funds face potential liquidity crisis risks, similar to Lime Asset Management, which has so far frozen 1.7tr won in assets.
February 4, 2020 -
369Asia-PacificSEC Philippines Drafts Derivatives Investment Rules for Funds
The global exposure to financial derivatives must not exceed 20% of the qualifying fund's net assets, up from 10% previously.
January 29, 2020
