All posts tagged "Fund Managers"
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154Hong KongSFC Offers Brokers, Fund Managers Guidance on Risk Governance
Senior management, including the board, responsible officers and MICs will be held accountable for the overall risk management control of their firms.
January 21, 2020 -
968FeatureSingapore Launches New VCC Framework for Funds
To mark the launch, 20 investment funds have established or re-redomiciled in Singapore as VCCs. To encourage adoption, MAS will fund up to 70% of eligible expenses to set up a VCC.
January 15, 2020 -
188Australia & NZASIC to Audit Broker Sales of Listed Investment Funds
ASIC is reviewing whether sales commissions paid by fund managers to brokers or financial advisers to sell funds compromise the best interests of investors.
January 14, 2020 -
359EuropeESMA Grants LEI Reporting Relief to Non-EU Issuers Under SFTR
ESMA has granted non-EU issuers of securities and collateral a 12-month grace period before they are required to report LEIs under SFTR.
January 10, 2020 -
160ChinaCSRC to Allow Fund Managers to Invest in NEEQ Stocks
To trade NEEQ stocks, fund managers should have investment and research capabilities, and strong liquidity risk management, due diligence and internal control systems.
January 8, 2020 -
838FeatureSingapore Fund Managers See Opportunity in ESG Investing: IMAS
The 5th annual IMAS Investment Managers’ Outlook Survey shows that 2020 could be the biggest year yet for ESG investing for Singapore fund managers.
January 8, 2020 -
285IndiaSEBI to End Usage of Pool Accounts for Mutual Fund Transactions
SEBI found that trading and clearing members used by mutual funds were diverting client funds and securities to meet their own or third-party margin or settlement obligations.
December 26, 2019 -
160Australia & NZNZ FMA Identifies Weaknesses in Fund Custody Arrangements
An FMA review found that custody administration tasks are often being delegated back to fund managers, which weakens the separation of functions and duties.
December 17, 2019 -
411Hong KongHong Kong Hedge Funds Offered Incentives to Relocate to Tokyo
A Japanese delegation was reportedly in Hong Kong last week to meet with dozens of fund managers to persuade them to relocate to Tokyo.
November 25, 2019 -
510KoreaKorea Passes Legislation to Enable Asia Region Funds Passport
The legislative revision to implement the ARFP in Korea will take effect after six months, and will allow Korean funds to be eligible for offer in other member economies.
November 4, 2019
