All posts tagged "Fund Managers"
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333ChinaCSRC Revises Rules for Managers of Publicly Offered Funds
The rules increase emphasis on ethical conduct and governance, loosen licensing restrictions, and allow public fund managers to outsource operations.
May 25, 2022 -
387AML / KYCASIC Cautions Against Purchasing ‘Fake Green Bonds’
ASIC says retail investors who are approached to invest in green bonds should ask their banks for help to check the legitimacy of the offer.
May 21, 2022 -
376Australia & NZNew Zealand Fund Manager Fees Overshadow Performance: FMA
Fund managers are showing repeatable performance but the "benefits of their skill" are being overshadowed by fees and commissions paid to third parties.
May 20, 2022 -
390Crypto / Digital AssetsThai SEC Prepares to Implement New Rules on Crypto-related Advertising
The SEC will extend the transitional period to allow crypto firms more time to ensure their advertising content aligns with the new rules.
May 11, 2022 -
479AML / KYCEU Set to Propose Sixth Sanctions Package Against Russia
The new measures include a possible phased-in embargo on buying Russian oil and EU sanctions against Sberbank, with Germany's backing.
May 4, 2022 -
359ChinaCSRC Launches Campaign to Expand Public Funds Market
Banks, insurers, brokers and foreign FIs are urged to establish licensed fund management companies. Fund investment channels will be expanded and operational rules relaxed.
May 3, 2022 -
339Hong KongHKIFA Calls for Clear ‘Exit Strategy’ from Covid Restrictions
The HKIFA says many fund managers have or are planning to relocate, largely to Singapore, due to Hong Kong's tough Covid-related restrictions.
April 27, 2022 -
404FeatureSingapore Tightens Requirements for Family Office Tax Breaks
The new requirements are expected to slow the market’s growth but over time attract larger and more wealthy families to set up in Singapore.
April 20, 2022 -
381ESG / Sustainability
Thai SEC Finalises Disclosure Guidelines for SRI Funds
The guidelines will promote transparency, enable investors to make more informed decisions, and reduce the risk of greenwashing, the SEC says.
April 13, 2022 -
455JapanFSA Issues Guidance for Asset Managers Moving to Japan
Regulatory requirements have also been amended to allow foreign securities companies entering the Japanese market to submit their registration applications in English.
April 12, 2022
