All posts tagged "funds"
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389FeatureHKMA Warns FIs Against Churning Investment Funds for Clients
The HKMA has issued new guidance aimed at preventing, detecting and mitigating misconduct risks at financial institutions in the selling of investment funds.
November 25, 2019 -
333Australia & NZAPRA Launches Superannuation Data Transformation Project
The initiative aims to drive better industry practices, enhance the consistency of reported data, and make it easier to compare fund and product performance.
November 8, 2019 -
430KoreaKorea Passes Legislation to Enable Asia Region Funds Passport
The legislative revision to implement the ARFP in Korea will take effect after six months, and will allow Korean funds to be eligible for offer in other member economies.
November 4, 2019 -
271ChinaAMAC Warns of Concentration Risk in China Funds Industry
Over 20,000 private fund managers registered with AMAC are controlled by fewer than 2,000 people, prompting concerns of excessive concentration in the industry.
October 21, 2019 -
437ChinaCSRC Sets Key Dates for Cancelling Foreign Ownership Limits
The foreign ownership limit will be cancelled next year for futures companies, fund managers and securities firms from 1 January, 1 April and 1 December, respectively.
October 11, 2019 -
242Hong KongHKEX Closing Auction Expands to All Equities, Funds
The move will help improve trading liquidity at close, simplify trading operations for market participants, and standardise closing times for equities.
October 9, 2019 -
355Securities & TradingSGX to Introduce Price Collars for Auction Mechanism
The price limits will prevent order matching beyond a certain range of the last traded price for the securities market's opening, mid-day and closing auction routines.
September 30, 2019 -
463China
China to Accelerate Capital Market Reforms – Report
The CSRC said it has adapted its plan to accelerate the opening-up of the capital market from international best practices.
August 28, 2019 -
823China
AMAC Targets Illegal Fundraising by Fund Managers
Some managers of privately-offered funds are using capital intended for specific investments on themselves or to illegally operate P2P lending businesses.
August 25, 2019 -
552IndiaSEBI Eases Requirements for FPI Registration
SEBI has consolidated 57 circulars and 183 FAQs issued over the years into a single circular for FPIs, easing several requirements in the process.
August 23, 2019
