Cardinalasia Consulting and its responsible officer failed to ensure that the manager of the five private funds received appropriate advice.
January 31, 2023Funds should use technology to standardise and digitise disclosures of information on publicly-offered securities investment funds.
January 19, 2023The voluntary guidelines are intended to help asset managers assess and disclose the impacts of climate risks on their portfolios.
January 17, 2023White paper calls for more consistent ESG-related standards, a uniform disclosure template for companies, and measures to boost foreign participation.
January 11, 2023SRI Funds will have to allocate at least two-thirds of their NAV to their sustainable investment objective.
January 11, 2023The draft rules strengthen requirements on internal governance, risk management systems, data protection and security controls within banks' custody businesses.
January 4, 2023The measure is one of several outlined at a recent meeting to bolster the property sector and the capital market in the year ahead.
December 28, 2022The guidelines include templates firms can use to apply for permission to operate DLT market infrastructure under the EU's DLT Pilot Regulation.
December 23, 2022Plans to introduce minimum investment thresholds risk creating two types of Article 8 products, says Julia Vergauwen at Linklaters.
December 12, 2022The roadmap includes plans to explore ways to connect Mainland and Hong Kong insurance markets and introduce a new policyholders' protection scheme.
December 11, 2022