The SEC's probe into the use of personal devices and messaging apps has reportedly expanded beyond broker-dealers to include investment funds and advisers.
October 14, 2022Chief executive David Gerald said the Securities Investors Association of Singapore working to enhance its guidance for annual reports to combat greenwashing.
October 13, 2022Up to 29 percent of emerging market banks would breach their capital requirements in a severe global recession.
October 13, 2022The London Stock Exchange has announced the launch of the first VCM by a primary exchange with the publication of final admission and disclosure rules.
October 11, 2022The HKIFA is calling for relaxations to allow MPF funds to invest in a wider range of asset classes, and to provide investment flexibility to those already in retirement.
October 10, 2022The SFC is working with HKEX to develop a regulatory framework for listed company climate-related disclosures "based on the ISSB standards".
October 7, 2022MAS will promote the FX trading ecosystem, enhance fund structures, support fintechs, improve its bond infrastructure, and scale up sustainable and transition financing.
September 16, 2022The orders prevent the funds from being offered or distributed to consumers until deficiencies in their TMD statements are addressed to ASIC's satisfaction.
September 15, 2022MAS found issues with EFI appointment, oversight and escalation. Customer risk assessments and ongoing monitoring need improvement.
September 14, 2022Responsible entities and trustees voluntarily took action once ASIC expressed concerns over their funds' marketing materials.
September 12, 2022