All posts tagged "funds"
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671MalaysiaSC Malaysia Launches Five Year Capital Market Masterplan
The masterplan includes measures to facilitate greater fundraising efficiency, liberalise access to foreign funds, and further develop the derivatives market.
September 22, 2021 -
397EnforcementKorean Tech Giants Told to Comply with Consumer Protection Law
The FSC and FSS have ordered Kakao and Naver to alter or halt the sale of financial products online and register as brokerages by 24 September.
September 15, 2021 -
251ChinaCSRC to Bolster Supervision of Securities, Fund Practitioners
The CSRC will organise on-site inspections to ensure securities and fund practitioners adhere to professional ethics obligations and improve governance.
September 8, 2021 -
363ChinaHainan to Pilot Cross-Border Asset Management Trials
Hainan’s also plans also launch QFLP and QDLP trials and enhanced currency convertibility to facilitate cross-border trade and investment.
September 7, 2021 -
799Big PictureMost Green Investment Funds Missing Paris Goals
New analysis says majority of climate-themed investment funds are not living up to claims, calls for increased regulatory oversight.
September 2, 2021 -
274ChinaBlackRock Launches First Retail Fund Through New China Unit
The fund will be distributed by three Chinese lenders. BlackRock plans to roll out passively-managed funds in China in the future as well.
September 1, 2021 -
350Australia & NZAustralia Issues Consultation to Finalise CCIV Regime
The CCIV regime will offer a more flexible and tax-efficient corporate structure for fund managers. The regime is targeted to commence from 1 July 2022.
September 1, 2021 -
1.4KAML / KYCScreening Financial Instruments for Investment-related Sanctions Risk
Refinitiv identified over 190,000 financial instruments relevant to the US investment ban against Non-SDN Chinese Military-Industrial Complex Companies as of 28 July.
August 26, 2021 -
891AML / KYCUS Investment Ban on 59 Chinese Companies Takes Effect
US persons that have not yet divested their holdings in 59 companies that operate in the defence or surveillance technology sectors have until 3 June 2022 to do so.
August 4, 2021 -
356EnforcementKorea: Daishin Securities Ordered to Compensate Lime Investors
Daishin Securities is asked to compensate investors up to 80% of losses after it missold funds managed by Lime Asset Management.
August 3, 2021
