All posts tagged "Gary Gensler"
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278Crypto / Digital AssetsUS SEC Plans to Require Registration from Crypto Lending Firms
SEC Chair Gary Gensler said many crypto lenders operate investment companies or banks, and that they should have to be registered under securities law.
July 26, 2022 -
215ESG / Sustainability
US SEC Overhauls 2020 Proxy Rules
SEC Commissioner Allison Herren Lee said the amendments are “bettered tailored” to balance the needs of investors.
July 15, 2022 -
420Crypto / Digital AssetsUS SEC Probes Insider Trading Controls at Crypto Firms: Reports
The SEC is reportedly seeking information about how crypto exchanges protect their users from insider trading on their platforms.
June 20, 2022 -
491ESG / SustainabilityUS SEC Funds Proposals Aim to Tackle Greenwashing
Asset managers will be required to justify their use of ESG labels under new proposals from the SEC.
May 27, 2022 -
974ESG / Sustainability
ESG Explainer: SEC Lays Its Cards on the Table
Despite high levels of investor support, proposed rules on climate-related disclosures have prompted questions of regulatory over-reach.
May 26, 2022 -
761AML / KYCISDA AGM Highlights Global Scrutiny of Crypto Sector
Senior officials from the FSB, Basel Committee, US SEC, and CFTC spoke at ISDA's AGM about the need for more regulation in the crypto sector.
May 14, 2022 -
483EnforcementUS Authorities File Charges Against Archegos, Key Executives
The DOJ, CFTC and SEC charged Archegos and four of its executives for defrauding banks and brokers and manipulating the prices of publicly traded securities.
April 28, 2022 -
317Securities / Derivatives
US SEC Proposes Registration Requirement for Security-Based SEFs
The rules will improve transparency over total return swaps, the instruments partly responsible for last year's blowup at Archegos Capital Management.
April 16, 2022 -
442ChinaCSRC Says Talks With US Regulators Have Progressed ‘Smoothly’
The CSRC was responding to a question about comments from SEC chair Gary Gensler which appeared to cast doubt that a deal on audit supervision was imminent.
April 4, 2022 -
1.2KESG / Sustainability
US Climate Reporting Framework “Strikes a Good Balance”
The framework has been welcomed by investors, though Commissioner Hester Peirce warned it will undermine the existing regulatory framework.
March 24, 2022
