The SEC has issued subpoenas to companies asking about their dealings with the foundation, purportedly in relation to the possible classification of Ethereum as a security.
March 22, 2024"Investment advisers should not mislead the public by saying they are using an AI model when they are not," said the SEC's Gary Gensler.
March 19, 2024The amendments for the first time enable customers of larger broker-dealers to gain access to direct information about aggregate execution quality.
March 8, 2024The final rules allow large companies to report Scope 1 and 2 emissions only if they are material, and remove requirements to also disclose Scope 3 emissions.
March 7, 2024Gary Gensler has asked companies looking to raise money from the public to be truthful and transparent about their use of AI and the associated risks.
February 15, 2024The amendments will require detailed reporting on hedge funds' concentrated positions, counterparty exposures and financing arrangements.
February 11, 2024Post-trade transparency in the Treasury markets will for the first time be on a trade-by-trade basis, rather than aggregated.
February 10, 2024Firms that take on significant liquidity-providing roles in markets will be required to register as dealers and meet other requirements.
February 8, 2024The new rules will help address information asymmetries, misleading information, and conflicts of interest in SPAC and de-SPAC transactions.
January 25, 2024Those who choose to trade spot Bitcoin ETFs in overseas markets must exercise extreme caution, MAS said.
January 19, 2024