The proposed rule changes will make it easier for asset owners to see how asset managers are voting at AGMs.
October 4, 2021Letters from the SEC covering topics such as materiality demonstrate the agency's commitment to climate, says Aniket Shah at Jefferies.
September 30, 2021The investor advisory committee recommended increased enforcement of existing disclosure rules for SPACs, including in relation to the sponsor's role.
September 14, 2021Increased scrutiny from US, EU and UK regulators have forced asset managers to review current practices for classifying funds as ESG-focused.
September 10, 2021SEC chairman Gary Gensler likens DeFi to P2P lending. In 2008, the SEC said promissory notes issued to P2P investors were securities.
August 26, 2021Chinese companies have started to receive instructions from the SEC on the disclosures they must provide on their use of VIEs for US-bound IPOs.
August 26, 2021Chinese issuers with VIE structures will have to "prominently and clearly" disclose that they face uncertainty about future actions by the Chinese government.
July 31, 2021Gary Gensler was sworn in as the new SEC chairman three days after the US Senate voted to approve his nomination.
April 19, 2021