All posts tagged "Goldman Sachs"
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242Securities & TradingUS Investment Banks Pause Work on New SPAC Deals
New rules from the SEC have reportedly prompted Goldman, Bank of America and Citigroup to scale back their involvement in SPAC deals.
May 18, 2022 -
637EnforcementTwo Convicted in Singapore’s Largest-ever Market Manipulation Case
Two individuals were convicted on 349 charges for controlling and using 187 trading accounts to manipulate three penny stocks before they collapsed in October 2013.
May 6, 2022 -
370EuropeLME to Cease Trading in Gold, Silver Futures in July
The LME said the decision was made following discussions with market participants and "in light of the low levels of trading activity".
April 27, 2022 -
818AML / KYCNew York Court Convicts Ex-Goldman Exec in 1MDB Case
Following an eight-week trial, former Goldman Sachs managing director Roger Ng was convicted on charges of bribery and money laundering. He faces up to 30 years in prison.
April 11, 2022 -
699AML / KYCBIS Suspends Russian Central Bank as UK Adds More Sanctions
UK adds seven names to its sanctions list. Goldman and JPMorgan to close Russian operations. Russia to nationalise assets of foreign companies.
March 11, 2022 -
433AML / KYCUS Ramps Up Russia Pressure With Energy Import Ban
Russian energy will no longer be accepted at US ports and will be phased out in the UK and EU. New sanctions imposed by APAC jurisdictions.
March 9, 2022 -
495AML / KYC
1MDB: Ex-BNM Governor’s Husband Embroiled in Police Probe
The police, rather than the anti-corruption commission, are investigating Datuk Tawfiq Ayman and his alleged involvement in 1MDB.
March 4, 2022 -
773Fintech / RegtechCambridge CCAF Launches Crypto Research Project
The research project will cover the environmental implications and broader ESG considerations of digital assets and their associated services, among other themes.
March 3, 2022 -
681ChinaCSRC Asks Morgan Stanley to Provide Information on US Probe
The CSRC has reportedly given Morgan Stanley 30 days to provide details about its role in a US investigation into its block trading practices.
March 1, 2022 -
798AML / KYC
Ex-Goldman Exec Alleges BNM Was Involved in 1MDB Graft
Tim Leissner said BNM approved a USD 1 billion overnight transfer out of 1MDB but that he could not independently verify whether a bribe was paid.
February 25, 2022
