All posts tagged "Governance"
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201ChinaCSRC Consults on Enhanced Rules for Fund Managers
The changes are aimed at promoting the high-quality development of the public fund industry so that it can better serve the real economy.
August 5, 2020 -
385InternationalIMF Publishes New Transparency Code for Central Banks
The voluntary code allows central banks to measure transparency, which the IMF says is necessary to facilitate accountability and enhance public trust and support.
August 4, 2020 -
1.5KContributed ArticleCulture Audits: Removing the Blindfold
To avoid individual liability, leaders along all Three Lines of Defence must identify indicators of non-financial risk that permit “upstream” interventions, say Stephen Scott and Mark Cooke.
August 3, 2020 -
349Australia & NZReserve Bank of New Zealand Bill Introduced in Parliament
The Bill focuses on reforming RBNZ’s overall institutional, governance, accountability, and funding arrangements, effectively updating 30-year-old legislation.
July 30, 2020 -
344MalaysiaMalaysia Issues Director Conduct Guidelines for Listed Issuers
The guidelines set out the obligations of directors of listed companies and their subsidiaries, and requirements for the establishment of group-wide frameworks.
July 30, 2020 -
397Australia & NZNew Zealand FMA Warns Derivatives Issuers to Ensure Compliance
Self-assessments by derivatives issuers have identified risks stemming from the way they handle client money, provide advice to retail clients, and handle vulnerable customers.
July 29, 2020 -
514Big PictureFMSB Examines Remote Working Risks in FICC Markets
FMSB has published a Spotlight Review on the risks of undertaking financial services activities through new working arrangements, and measures to mitigate these risks.
July 28, 2020 -
220SingaporeIBF-MAS Initiative to Enhance Capabilities of Family Office Advisors
A newly launched skills map for family office advisors will help them to deepen their skillsets, expand their career pathways, and enhance Singapore's family office ecosystem.
July 27, 2020 -
365ChinaCBIRC to Delegate Insurance Supervision to Local Authorities
Local authorities will assume regulatory responsibilities over 64 property insurers, while the CBIRC will retain oversight for the 36 larger institutions.
July 27, 2020 -
321MalaysiaMalaysia Proposes to Allow Lower Public Holding of Large Caps Stocks
Proposed listing rule amendments will allow some large listed issuers to have a public holding spread as low as 15%, compared to the current 25% minimum.
July 27, 2020
