All posts tagged "Governance"
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97ChinaRegulators Order Ant Group to Establish Financial Holding Company
Ant Group will have to accept greater regulatory supervision, improve its corporate governance, and separate some of its businesses.
April 13, 2021 -
127FeatureNew TSE Chief Eyes ESG Focus In Reorganisation Plan
Chief executive Hiromi Yamaji says the TSE will urge companies to step up efforts on ESG issues based on their market classification.
April 13, 2021 -
131FeatureJapan Consults on Climate Transition Finance Guidelines
The guideline has been drafted in accordance with the Climate Transition Finance Handbook published by ICMA in December.
April 13, 2021 -
112ChinaChina to Open Foreign Access to Hainan Financial Services Sector
Foreign FIs will be encouraged to establish joint venture banks with local firms. Foreign investors will be allowed to invest in financial products issued by Hainan FIs.
April 13, 2021 -
176Australia & NZAPRA Approves Westpac Plan to Strengthen Risk Governance
The integrated plan outlines a comprehensive program of work to enhance Westpac’s risk culture and risk governance.
April 8, 2021 -
110Capital RegulationPBOC, CBIRC Issue Draft Rules on D-SIB Capital, Supervision
Banks designated as D-SIBs will be subject to a capital surcharge of between 0.25 and 1.5 percent, on top of the mandatory capital adequacy ratios.
April 7, 2021 -
336AML / KYCHong Kong to Allow Companies to Conceal Director Identities
The proposal will hamper the ability of investors, banks, property agents, researchers and journalists to carry out due diligence on transactions and counterparties.
April 3, 2021 -
76Australia & NZAPRA Raises Macquarie’s Capital, Liquidity Requirements
Macquarie is said to have incorrectly treated specific intra-group funding arrangements for the purposes of calculating capital and related entity exposure metrics.
April 2, 2021 -
186InternationalBCBS Issues Principles for Operational Resilience and Risk
Increasing banks' resilience to absorb shocks from operational risks will provide additional safeguards to the financial system as a whole, the BCBS says.
April 1, 2021 -
375AML / KYCAUSTRAC Publishes Regulatory Guides on Strengthen AML Controls
The regulatory gives cover governance, risk assessments, customer due diligence, IFTIs reporting, and correspondent banking relationships.
March 31, 2021
