All posts tagged "Governance"
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109Australia & NZNew Zealand FMA Work Plan to Focus on Conduct, Culture
New Zealand’s Financial Markets Authority expects firms to put customer interests first; work plan to focus on conduct, culture, governance.To continue reading......
August 16, 2018 -
202Fintech / RegtechCryptocurrency Framework Needs Update – Japan FSA
On-site inspections revealed a lack of internal controls, inadequate governance and poor business models at exchanges.
August 16, 2018 -
136EnforcementMarket Conduct Committee Calls for Greater Enforcement Powers for SEBI
A committee looking at fair market conduct has proposed greater powers for SEBI to go after insider trading, including the power to...
August 13, 2018 -
138Big PictureRBI Should Have Sole Supervisory Responsibility for PSBs – IMF
In its India Staff Report, IMF brought up the issue of dual regulation of state run banks and called for full supervisory...
August 13, 2018 -
146Market InfrastructureTaiwan FSC Orders Governance Fix at Fubon Financial Holdings
The regulator is concerned the founding family holds undue influence at Fubon Financial Holdings and affiliates, compromising board of directors' autonomy.To continue reading......
August 13, 2018 -
184EnforcementASIC Plan to Embed Staff Could Impede Banking Function
ASIC's plan to embed its own staff as officers at major Australian banks will affect risk taking and how the Australian public...
August 13, 2018 -
231Market InfrastructureSingapore Adopts Revised Corporate Governance Code
New code is based on recommendations by the Corporate Governance Council and focuses on strengthening board independence and diversity; SGX has incorporated...
August 9, 2018 -
678Contributed ArticleThe Banking Industry’s $850bn Behavioural Problem
If banks are serious about avoiding future fines and losses, the solution lies first and foremost in developing a robust risk culture...
August 7, 2018 -
167Asia-PacificBSP Approves PFRS 9 Adoption at Philippine Banks
Philippines domestic guidelines for IFRS 9 have been adopted by the central bank with additional requirements for governance overlaid on rules for...
August 6, 2018 -
138Enforcement
SEBI Warns Asset Managers on Dividend Distribution Practices
SEBI chairman asked fund managers to ensure they are safeguarding investor interests while highlighting lapses involving dividends that were distributed without the...
July 26, 2018
