All posts tagged "Governance"
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1.0KEnforcementASIC Plan to Embed Staff Could Impede Banking Function
ASIC's plan to embed its own staff as officers at major Australian banks will affect risk taking and how the Australian public is served by the financial services industry.
August 13, 2018 -
744Market InfrastructureSingapore Adopts Revised Corporate Governance Code
New code is based on recommendations by the Corporate Governance Council and focuses on strengthening board independence and diversity; SGX has incorporated the new code in its listing rules.
August 9, 2018 -
1.8KContributed ArticleThe Banking Industry’s $850bn Behavioural Problem
If banks are serious about avoiding future fines and losses, the solution lies first and foremost in developing a robust risk culture across the entire organisation.
August 7, 2018 -
813Asia-PacificBSP Approves PFRS 9 Adoption at Philippine Banks
Philippines domestic guidelines for IFRS 9 have been adopted by the central bank with additional requirements for governance overlaid on rules for impairment of bank assets.
August 6, 2018 -
553EnforcementSEBI Warns Asset Managers on Dividend Distribution Practices
SEBI chairman asked fund managers to ensure they are safeguarding investor interests while highlighting lapses involving dividends that were distributed without the consent of board trustees.
July 26, 2018 -
1.8KAsia-PacificASIFMA Publishes Report on Outsourcing Regulation
The report includes nine proposed leading principles for regulation of outsourcing to help securities, futures and banking intermediaries navigate different regulatory landscapes in Asia-Pacific.
July 24, 2018 -
1.2KContributed ArticleSFC Fund Manager Code of Conduct – Five Steps to Compliance
Investment management firms with operations in Hong Kong must turn their attention to the new SFC Fund Manager Code of Conduct, which comes into force in four months.
July 17, 2018 -
626Asia-PacificRISE HK: Regulation Needed to Clean Up Crypto Sector
At the RISE conference in Hong Kong this week, industry participants called for regulation in the crypto sector "earlier rather than later", to avoid backlash which could set the industry back.
July 12, 2018 -
509Asia-PacificSri Lanka Bourse To Launch New Board for SMEs
The Colombo Stock Exchange and the securities regulator are launching an SME board next week to encourage equity financing by small firms and boost growth and corporate governance in the sector.
June 27, 2018 -
612Fintech / RegtechGDF Consults on Global Code of Conduct for Crypto Businesses
The Code includes commitment to comply with standing laws and regulations, ensure appropriate systems and processes, and treat customers and their assets fairly.
June 22, 2018
