All posts tagged "Governance"
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876SingaporeSGX RegCo Rewards Good Governance with ‘Fast Track’ List
SGX RegCo has named 95 companies that will receive prioritised responses on selected corporate action submissions for maintaining high standards of governance, compliance and reporting quality.
November 26, 2019 -
1.2KAML / KYCUPDATED – Westpac Announces Plan to Address AML/CTF Failings
Westpac is determined to urgently fix the issues raised by AUSTRAC and lift its standards. ASIC and APRA have begun investigations into the bank.
November 26, 2019 -
531Capital / LiquidityCBIRC Proposes Higher Conduct Standards for Trust Companies
The CBIRC has issued draft rules cancelling the $1bn total asset threshold foreign FIs are currently required to meet to hold shares in domestic trust companies, among other revisions.
November 25, 2019 -
2.1KAustralia & NZRBNZ Sanctions NAB’s Bank of New Zealand for Capital Calculation Errors
Bank of New Zealand is the third of the big four banks in New Zealand to be forced to hold more capital as a result of capital calculation errors.
November 23, 2019 -
960MalaysiaBursa Malaysia to Restructure, Giving Greater Oversight to CEO
The existing business leadership team will report directly to the CEO following the restructuring. The new structure becomes operational in January.
November 23, 2019 -
599FeatureJapan FSA Reviews Proposal to Reorganise Tokyo Bourse
The proposal would recast the TSE’s existing boards into a "prime" market for blue chips, a "standard" market for mid-tier companies and a "growth" board for startups.
November 22, 2019 -
745ChinaCSRC Solicits Comments on Revised Rules for Futures Exchanges
The CSRC has revised its rules for futures exchanges to align with new developments, existing futures market practices, and international standards, as well as to improve front-line supervision.
November 20, 2019 -
762Australia & NZAPRA’s New Approach to Managing Non-Financial Risks
APRA has published a new information paper setting out a tougher approach to lifting standards of governance, culture, remuneration and accountability across the financial industry.
November 20, 2019 -
804EnforcementFostering Customer Trust in the Financial Industry: MAS
Regulators and FIs alike have an important part to play to build trust in the financial industry, MAS deputy managing director Ong Chong Tee said in a speech on Saturday.
November 18, 2019 -
2.9KCapital / LiquidityBCBS 239: The Rise of 2.5LoD at Singapore Banks
PwC’s Shierly Mondianti and Irene Liu explore the advantages and disadvantages of the operating models for executing independent validation post-BCBS 239 compliance.
November 18, 2019
