All posts tagged "hedge fund"
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479ChinaCSRC Imposes Six-Month Business Restriction on GF Securities
The CSRC cited risk management and control deficiencies as reasons for the restrictions, after a hedge fund set up by the broker reported losses of $139mn for 2018.
August 9, 2019 -
947EnforcementHong Kong Hedge Fund Penalised by CFTC, CME
Elephas Investment Management was found to have violated wheat futures speculative position limits established by the CFTC.
July 4, 2019 -
523EnforcementSFC Fines Hedge Fund Manager for Naked Short Selling
Nine Masts Capital sold shares in Yuzhou Properties in May 2015 before a share placement was complete, based on verbal confirmation of its allotment.
April 19, 2019 -
787ChinaChina’s AMAC Proposes Stricter Rules for Private Funds
Private equity, venture capital and hedge fund managers are facing more stringent requirements to register a product with the Asset Management Association of China.
March 8, 2019
