All posts tagged "Hedge Funds"
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361FeatureUS Lawmakers Conclude Review Into Meme Stock Market Event
A House committee says the SEC should introduce a liquidity rule for clearing brokers and FINRA should establish liquidity planning requirements.
June 28, 2022 -
359JapanJapanese Tax System Derailing Tokyo Hub Ambitions: Report
The plan to reform the tax system to attract hedge funds to Tokyo has resulted in "preferential treatment no one would use."
June 16, 2022 -
413Crypto / Digital AssetsADDX to Recognise Crypto Assets for Investor Onboarding
ADDX will begin recognising bitcoin and ether using a 50 percent haircut and stablecoin USDC using a 10 percent haircut.
June 14, 2022 -
326EuropeLME Hit with Lawsuits Over Nickel Trade Cancellations
Judicial review claims from Elliott Associates and Jane Street Global Trading challenge LME's decisions to cancel nickel trades in March.
June 7, 2022 -
429EnforcementUS SEC Penalises Online Broker Over Meme Stock Restrictions
In January 2021, TradeZero America halted trading in three meme stocks for about 10 minutes, but later told investors it had resisted instructions from its clearing broker to do so.
June 1, 2022 -
451Crypto / Digital AssetsAIMA Publishes Institutional Investor Guide on Digital Asset Custody
The guide was produced with contributions from Anchorage Digital, Barclays Investment Bank, Capco, Coinbase, Copper, Digivault, and Fidelity Digital Assets, among others.
May 4, 2022 -
1.1KInternationalJapan FSA Issues Guidance on Preventing Archegos-style Incidents
Firms with securities businesses are expected to draw lessons from the shortcomings observed in the Archegos incident in order to foster a sound risk culture.
April 24, 2022 -
513AML / KYCUS Lawmakers Probe Credit Suisse Russia Business
The lawmakers are concerned that Credit Suisse may be concealing information about sanctions evasion by Russian oligarchs.
March 30, 2022 -
935AML / KYC
Credit Suisse Attempts to Conceal Records on Russian Clients – Report
Credit Suisse reportedly asked investors to destroy documents relating to a loan securitisation backed by “jets, yachts, real estate and/or financial assets”.
March 4, 2022 -
738ChinaCSRC Asks Morgan Stanley to Provide Information on US Probe
The CSRC has reportedly given Morgan Stanley 30 days to provide details about its role in a US investigation into its block trading practices.
March 1, 2022
