All posts tagged "HKEX"
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385EnforcementICAC Charges Ex-HKEX Official for Bribery, Misconduct
A former joint-head of HKEX's IPO Vetting Team has been charged over HK$9.15mn in bribes and misconduct in public office between June 2017 and April 2019.
March 26, 2020 -
286Hong Kong
HKEX to Launch Master SPSA Service for Fund Managers
The new service allows pre-trade checking of China A shares for northbound trading at the fund manager level rather than at the individual fund level.
March 19, 2020 -
320Hong Kong
Hong Kong to Allow 60 Days Grace for Publishing Annual Reports
Listed issuers may defer annual report publication for 60 days if they have published their preliminary results, management accounts or specified material financial information before 31 March.
March 16, 2020 -
346Feature
HKEX Sets Tentative Launch Dates for VCM, POS Enhancements
The volatility control mechanism will be expanded to over 500 stocks in May 2020. The enhanced pre-opening session for stocks and listed funds will be introduced in October 2020.
March 9, 2020 -
704Hong Kong
Hong Kong Bourse Publishes Updated ESG Reporting Guidance
The additional guidance follows a December decision to make certain ESG disclosures mandatory, effective for financial years commencing on or after 1 July 2020.
March 8, 2020 -
293Hong Kong
HK Bourse Asks IPO Applicants to Detail Covid-19 Impacts, Contingency Plans
The Hong Kong stock exchange has reportedly asked IPO applicants for information on supply chain disruptions, business contingency plans, and cash burn rates, among others.
March 5, 2020 -
601Enforcement
HKEX Finds Compliance Deficiencies at Exchange, Clearing Participants
HKEX has asked 95 participants to address deficiencies relating to position limits and large open position reporting, risk management and China Connect trading activities.
February 25, 2020 -
354Hong KongHK Accountants Body Calls for Blanket Extension to Results Deadline
The SFC-HKEX decision to allow the publication of unaudited results on a case-by-case basis has "not yet fully addressed the concerns of the accounting industry”.
February 12, 2020 -
344ChinaAlibaba May Be Excluded from HK-China Stock Connect – Report
A decision has not yet been made to revise a previous arrangement that excludes companies with secondary listings and weighted voting rights from Stock Connect.
February 12, 2020 -
376Hong Kong
HK Bourse to Grant Relief on Issuer Results Announcements
Listed companies experiencing difficulties publishing results or audited financial statements due to coronavirus-related travel and other restrictions may be granted relief.
February 5, 2020
