All posts tagged "HKEX"
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196Hong KongHKEX Reviews Listing Regime for Debt Issues to Professional Investors
HKEX wants to raise the minimum net asset requirement for issuers from HK$100mn to HK$1bn, and to introduce a minimum debt issuance size of HK$100mn, among other proposals.
December 9, 2019 -
359Contributed ArticleReducing Settlement Cycles – An Asia Pacific Perspective
Should the decision be taken to further reduce the settlement period, a number of challenges will have to be overcome, says Senfinasia founder Philippe Dirckx.
December 9, 2019 -
278ChinaCSRC to Allow Full Conversion of Non-tradeable Shares to H-Shares
The move is seen as a way for state investors to exit some industries, and a way for some mainland companies to raise new funds and improve liquidity in their H-shares.
November 19, 2019 -
11.1KAsia-PacificRegulation Asia Awards for Excellence 2019 – Results Announcement
Regulation Asia held its second annual Awards ceremony on 13 November 2019 to recognise technology companies, legal and consulting firms, and exchanges that have helped shape the regulatory landscape in Asia Pacific over the past year.
November 14, 2019 -
710Press ReleaseGekko and HKEX Win Regtech Award – Big Data and Analytics
A joint collaboration by data analytics startup Gekko Lab and HKEX has won the Regtech Award for Big Data and Analytics.
November 14, 2019 -
467EnforcementSFC Fines China Rise for Short Selling, Cross Trading Breaches
China Rise's former CEO placed 199 illegal short selling orders in 2014, and an unnamed senior manager executed cross trades at a price detrimental to the client.
November 1, 2019 -
385Hong Kong
HKEX Issues Guidance for Overseas Companies Seeking HK Listings
The guidance materials have been enhanced to improve access to the Hong Kong market and to facilitate the application process.
October 30, 2019 -
266EnforcementIPO Sponsors, Underwriters Are ‘Guardians of Market Quality’: SFC
The SFC expects sponsors to conduct sufficient due diligence to properly understand and assess the companies seeking to be listed, and to ensure red flags are properly followed up.
October 22, 2019 -
375ChinaSSE, SZSE Grant Stock Connect Access to HK Dual Class Shares
The rule changes come over a year after the China and Hong Kong bourses started working towards including dual class shares in Stock Connect.
October 22, 2019 -
239Hong Kong
HKEX Closing Auction Expands to All Equities, Funds
The move will help improve trading liquidity at close, simplify trading operations for market participants, and standardise closing times for equities.
October 9, 2019
