All posts tagged "incentives"
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233KoreaFSC Korea to Enhance Tech Financing Performance Evaluations
The FSC will adjust the evaluation criteria it uses to assess banks' tech financing performance to promote more lending to innovative SMEs.
December 1, 2021 -
310FeatureHKMA Publishes Interim Report on Front Office Incentives Review
Frontline staff with more positive perceptions of customer and conduct outcomes had incentives that emphasised both financial and non-financial factors.
November 24, 2021 -
542Feature
HKMA Concludes First Phase of Front Office Incentives Review
Preliminary observations from the review show that banks are increasingly considering both financial and non-financial factors when designing incentive systems.
November 22, 2021 -
400IndiaSEBI Proposes Market Maker Framework for Corporate Bonds
To act as market makers, stockbrokers and merchant banks would need INR 100 million in additional net worth over-and-above their existing obligations.
November 21, 2021 -
153Australia & NZAPRA Issues Updated Guidance on New Remuneration Standards
The guidance has been updated to align with the Financial Accountability Regime and provide additional examples of better practices to help entities transition smoothly.
October 21, 2021 -
273ChinaCSRC Issues Draft Rules Promoting ‘Honest’ Investment Banking
The draft rules require investment banking intermediaries to strengthen risk control and strictly prohibit the use of below-market pricing to win business.
September 30, 2021 -
274Australia & NZAustralia Funds Industry Prone to Conflicts of Interest
A "long, complex value chain" of intermediaries between fund managers and retail investors raises the potential for conflicts of interest.
September 27, 2021 -
363FeatureFinancial Advice Standards Have Improved, MAS Finds
Financial advisers have enhanced their standards and raised the quality of advice provided to customers, MAS found in a mystery shopping exercise.
June 23, 2021 -
296AML / KYCFATF Framework Can Better Support Financial Inclusion: RUSI
There are insufficient incentives within the framework to ensure the FATF Standards are implemented in a way that supports inclusion.
June 17, 2021 -
275Australia & NZ
APRA Targets Risk Culture in Superannuation Sector
APRA is piloting a risk culture survey with plans to roll it out to a number of superannuation entities in 2022.
June 1, 2021
