All posts tagged "independence"
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350MalaysiaBNM Finalises Conduct Requirements for Financial Advisers
Advisers will have to provide customers with suitable product options from at least three different providers for each class of insurance or takaful business being recommended.
April 29, 2022 -
445Australia & NZAustralia Announces Reforms to Proxy Advice Regime
The reforms extend AFS licensing requirements to a greater range of proxy adviser activities, as well as enhance transparency of super funds' voting records.
December 23, 2021 -
373ChinaChina Directs Accounting Firms to Improve Governance, Audit Quality
Accounting firms are asked to conduct their annual self-evaluation and reviews using a new 'evaluation index system', and submit self-assessment reports by 31 May each year.
December 16, 2021 -
257Australia & NZASIC Consults on How it Communicates Audit Review Findings
ASIC proposes to start communicating with company directors more routinely regarding findings from its audit inspections.
December 15, 2021 -
215Australia & NZTreasury Offers Recommendations to Improve AFCA’s Operations
Treasury recommends government remove the legislative requirement for authorised credit representatives to be members of AFCA.
December 6, 2021 -
215Australia & NZAustralia Consults on New Financial Reporting Rules For Super Funds
Super funds will be required to prepare and lodge financial reports for each financial year and half-year with ASIC, and make their reports publicly available.
August 18, 2021 -
371MalaysiaBNM Amends Rules on Managing Financial Adviser Conduct
Advisers will have to provide customers with suitable product options from at least three different providers when recommending insurance or takaful products.
August 16, 2021 -
220Australia & NZNew Zealand Parliament Passes Reserve Bank Bill
The bill will strengthen the RBNZ’s decision-making, governance, independence and accountability, and change its funding model.
August 12, 2021 -
234Australia & NZ
Australia Passes Bill to Establish Monitoring Body for ASIC, APRA
In its first year, the FRAA will assess ASIC to ensure it is operating in line with expectations and supporting the economic recovery.
June 28, 2021 -
276ChinaCBIRC Issues Draft Rules on Related Party Transactions
Banks and insurers are required to put in place mechanisms to prevent the transfer of benefits to shareholders and their related parties.
June 24, 2021
