All posts tagged "independence"
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385InternationalA Review of Post-GFC Regulatory Approaches to Bank Boards
Of the 19 jurisdictions surveyed, all prescribe 'fit and proper' criteria to assess bank board members, however some authorities have no regulatory powers to approve their appointments.
March 18, 2020 -
395FeatureMAS Revises Code on Collective Investment Schemes
The changes extend the requirements imposed on approved trustees and managers to VCCs, VCC directors and VCC custodians, while also introducing a best interest duty.
March 17, 2020 -
306ChinaCSRC Issues Warning Letter to GF Securities for Poor Compliance
An investigation into the firm found fewer-than-required experienced compliance officers, and a lack of independence of its compliance function from other departments.
January 13, 2020 -
447FeatureSGX Enhances Listing Due Diligence Standards for Issue Managers
The ABS listings due diligence guidelines and independence requirements have been incorporated into SGX's mainboard listing rules.
January 13, 2020 -
562Asia-PacificThailand Banking Sector Resilient to Severe Shocks: IMF
Stress tests results and sensitivity analysis indicate that Thailand's largest banks can withstand a shock broadly "as severe as the Asian financial crisis".
October 10, 2019
