Index providers could be subject to SEBI's framework even if they do not know their indices are being used in India, and even if they are not regulated in their home market.
January 6, 2023The proposals seek to reduce vulnerabilities from foreign currency borrowing, including by exploring ways to reduce the "mechanistic use of credit ratings" by index providers.
April 26, 2022IOSCO says market authorities should establish a code of conduct for data providers, have a process to respond to unexpected disruptions, and analyse HFT and algo trading impacts.
November 17, 2021In ASIC's view, only bitcoin and ether are likely to satisfy proposed criteria for determining whether a crypto-asset is appropriate as an ETP's underlying asset.
July 2, 2021The SEC settled charges against S&P DJI for the dissemination of stale index values which resulted from an undisclosed quality control feature.
May 22, 2021New priorities will be to address the risks of NBFI activities and risks exacerbated by the Covid-19 pandemic such as misconduct, fraud and operational resilience.
March 1, 2021SEBI has relaxed its minimum public offer requirements just days after revealing a number of new initiatives in its annual report.
February 21, 2021MSCI and FTSE Russell say they will remove five more Chinese companies from their global indexes in the absence of further OFAC guidance.
January 27, 2021State Street will no longer be able to buy shares in companies sanctioned by the US, including China Mobile and China Unicom.
January 13, 2021NYSE will no longer delist the ADRs of China Telecom, China Mobile and China Unicom "in light of further consultation with relevant regulatory authorities".
January 5, 2021