All posts tagged "Information Security"
-
17Asia-PacificVietnam: HoSE Commences Trials on New Trading System
HoSE has commenced connection trials with securities firms and intends to start functional trials from 26 July.
June 18, 2021 -
120FeatureSFC Raises Supervisory Focus on Fund Manager Resilience
The SFC is on the lookout for funds with outsized and concentrated bets to prevent an Archegos-type event in Hong Kong.
June 8, 2021 -
2.6KFintech / RegtechHKMA Sets Out Next Steps to Implement Open API Framework
Phase 3 and 4 API functions will be implemented progressively by 28 participating banks starting from December 2021, the HKMA says.
May 14, 2021 -
206EnforcementTaiwan FSC Probes Next Bank Over Possible Regulatory Breaches
Next Bank is one of the three internet-only banks that was issued a licence by the FSC in 2019. The bank has yet to launch operations.
April 23, 2021 -
165Australia & NZAustralia Considers Legislation to Make Boards Liable for Cyber Risk
Legislation currently before Parliament includes security obligations for entities responsible for critical infrastructure, a list that will be significantly expanded.
March 18, 2021 -
195AML / KYCKoFIU’s New AML System Showing ‘Significant Improvements
The new STR filing system and the screening and analysis process have been made more efficient, while guaranteeing better system security and stability.
March 9, 2021 -
293EnforcementTaiwan FSC Penalises Brokers for Lax Security Controls
Cathay Securities, Concord Securities and SinoPac Securities were fined the most and barred from certain business and capital raising activities for three months.
March 5, 2021 -
551FeatureMAS, ABS Offer Guidance on Managing Remote Working Risks
The paper looks at possible risks to FIs in the areas of operations, technology, information security, fraud, staff misconduct, among others.
March 3, 2021 -
184Asia-PacificBSP to Draft Data Governance Policy for Financial Institutions
The new regulatory framework will guide banks and other financial institutions on how they use and handle electronic information that they collect from customers.
February 23, 2021 -
246AML / KYCUK Issues Draft Rules to Promote Trust in Digital Identity
New draft rules are aimed at deepening trust and confidence in digital identities through the adoption of common standards to safeguard personal data and privacy.
February 16, 2021
