All posts tagged "Information Sharing"
-
145Capital RegulationFSC Korea Issues Revised Capital Markets Rules
The new rules prohibit investors from placing multiple orders for IPO subscription via multiple brokerages and improve Chinese wall regulations
March 16, 2021 -
112Asia-PacificOJK Signs Cooperation Agreements With AMDB, OECD
The agreement with AMDB will enhance cooperation including in the supervision of financial institutions in Indonesia and Brunei.
March 13, 2021 -
210Fintech / RegtechUS Regulators Call for Responsible Stablecoin Design, Operation
Stablecoin participants and arrangements should register with FinCEN and comply with AML, sanctions, recordkeeping and reporting requirements.
December 31, 2020 -
621Capital RegulationBCBS Oversight Body Closes Off Basel III Policy Agenda
A coordinated approach to mitigating Covid-19 risks will be adopted. Capital and liquidity buffer drawdowns are encouraged. Future adjustments to Basel III will be limited.
December 1, 2020 -
1.2KAML / KYCAUSTRAC Reports on Fintel Alliance Efforts to Combat Criminal Threats
AUSTRAC has developed an algorithm that enables Fintel Alliance to detect suspicious financial patterns while protecting the privacy of underlying reporting entities and personal data.
November 26, 2020 -
332Australia & NZIndustry Body Urges ASIC to Reconsider Reference Checking Model
The Stockbrokers and Financial Advisers Association urges ASIC to look at the central register model used in the US, which treats advisers more fairly.
November 24, 2020 -
1.4KAsia-PacificBSP, MAS Declare Opposition to Data Localisation Requirements
Data mobility in financial services supports economic growth, innovative financial services, risk management and compliance, BSP and MAS say in a joint statement.
November 17, 2020 -
655JapanJapan Lawmakers to Propose Streamlining FSA, BOJ Bank Inspections
Lawmakers reportedly plan to propose that the FSA and BOJ create a committee to address complaints from FIs concerning an overlap between the two agencies in bank inspections.
October 22, 2020 -
1.2KAML / KYCFSB Issues Final Recommendations on Regulating Global Stablecoins
Global stablecoin arrangements are expected to adhere to all applicable regulatory standards and address risks to financial stability before commencing operation, the FSB says.
October 13, 2020 -
2.0KAML / KYCHKMA to Enhance AML/CFT Supervision Through Data & Tech
The HKMA intends to increase its engagement and data collection, make better use of data, and utilise suptech tools to enhance its AML/CFT supervision.
September 30, 2020
