All posts tagged "Information Sharing"
-
179AML / KYCNZ FIU Calls on Industry to Ramp Up AML Efforts
The goal is to push criminals to the margins and into the hands of non-compliant operators, where law enforcement can be deployed more effectively.
August 3, 2021 -
181Asia-PacificThailand, Luxembourg Sign MoU on Fintech Innovation
The MoU provides a framework for cooperation between the SEC and CSSF with respect to promoting innovation in financial services.
August 2, 2021 -
129Australia & NZASIC Publishes Reference Checking Protocol & Guidance
The protocol and guidance will help financial advisers and mortgage brokers comply with new reference checking and information sharing obligations.
July 23, 2021 -
206AML / KYCINTERPOL Calls for Global Action to Prevent ‘Ransomware Pandemic’
Criminals made $350mn in 2020 from ransomware payments, representing an increase of 311% in one year.
July 16, 2021 -
139Fintech / RegtechSFC, Canadian Regulators Establish Fintech Cooperation Agreement
Under the agreement, the SFC and eight Canadian securities regulators will cooperate on information sharing and referrals between their innovation functions.
July 12, 2021 -
274AML / KYCFATF Examines Technology Use in AML/CTF Efforts
While the use of innovative AML/CFT technologies can help identify risks and focus compliance efforts, manual review and human input remain "very important".
July 5, 2021 -
141AML / KYCFSC Korea Concerned of Embezzlement by Crypto Exchanges
As the 24 September deadline for VASPs to register their businesses approaches, some businesses may close down, presenting risks to customer deposits.
July 3, 2021 -
198EuropeUK, Singapore Commit to Deepening Regulatory Cooperation
Officials agree to explore cross-border financial regulation, carbon market trading linkages, and collaboration opportunities via their BIS Innovation Hub centres.
July 1, 2021 -
138EnforcementHKICPA, FRC Agree to Share Information, Refer Cases
The MoU is expected to enhance audit quality, contribute to the development of the Hong Kong audit market, and promote confidence in the capital markets.
May 11, 2021 -
1.1KAML / KYCHKMA Offers Guidance on Combatting Covid-19 Related Fraud, AML
The guidance emphasises the use of data from internal and external sources, proactive data analysis and information sharing to tackle emerging AML risks.
April 27, 2021
