All posts tagged "Information Sharing"
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506Australia & NZASIC ‘Well-Placed’ to Manage Impacts of No-Deal Brexit
ASIC says it is carefully monitoring developments and has been liaising closely with UK and Australian authorities to plan for potential Brexit-related impacts.
February 8, 2019 -
446InternationalBCBS Publishes Report on Cyber-Resilience Practices Across Jurisdictions
The report identifies, describes and compares the range of observed bank, regulatory and supervisory cyber-resilience practices across jurisdictions.
December 5, 2018 -
327AML / KYCAUSTRAC Annual Report Highlights Increased Suspicious Matter Reporting
A 70% increase in suspicious matter reporting over the previous year was partly attributed to the strong message sent by AUSTRAC's A$700mn enforcement action against CBA.
October 25, 2018 -
681FeatureJapan FSA Updates Financial Sector Cyber Policy
Japan's financial infrastructure may come under attack in the lead-up to the 2020 Tokyo Olympics, the FSA says as it prepares to guard against potential large-scale incidents.
October 22, 2018 -
812Fintech / RegtechMAS, CFTC Sign Fintech Cooperation Arrangement
Cooperation arrangement focuses on information sharing and facilitating referrals of fintech firms between Singapore and the US.
September 17, 2018 -
293ChinaChina Boosts Oversight over Domestic Ratings Agencies
PBOC, CSRC and NAFMII will collaborate on unified regulations and processes for ratings in the interbank and exchange-traded bond markets.
September 13, 2018 -
741AML / KYCJapanese Regional Banks to Set Up AML Information Sharing
An information sharing network between 64 regional banks aimed at AML/CFT efforts is part of a larger legal and regulatory push in the country against money laundering in preparation for an FATF inspection.
August 16, 2018 -
266AML / KYCNon-EU Markets Regulators Seek Formal GDPR Exemptions – Report
New EU data privacy law could put cross-border investigations in jeopardy, leading non-EU regulators including Japan's FSA and Hong Kong's SFC to press for formal clarification on application of cross-border information sharing exemptions.
June 28, 2018 -
183Australia & NZ
ASIC Signs Enhanced MoU on Cross Border Enforcement Cooperation
Australia has become the sixth signatory to IOSCO's enhanced framework for the cross-border cooperation and information sharing by securities regulators to combat technology-aided financial misconduct.
June 28, 2018 -
215Capital RegulationChina Requires Corporate Credit Data to be Shared Among Banks
New rules establish information sharing mechanism among lenders for collective gathering and cross-validating business and financial information of borrowers.
June 11, 2018
