The Market Misconduct Tribunal and Court of Appeal both ruled against the SFC before the case was brought to the Court of Final Appeal.
April 8, 2021The PBOC proposes to allow banks and securities firms to only sign an agreement with trading platforms to conduct market making business.
November 2, 2020A GEM stock finance manager was in possession of inside information related to unaudited losses and an impending share suspension when he and his father sold their shares in the company.
February 21, 2019