All posts tagged "inside information"
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138EnforcementSFC Wins Final Appeal in 2007 Insider Dealing Case
The Market Misconduct Tribunal and Court of Appeal both ruled against the SFC before the case was brought to the Court of Final Appeal.
April 8, 2021 -
759ChinaPBOC to Scrap Market Maker Approval Process in Interbank Market
The PBOC proposes to allow banks and securities firms to only sign an agreement with trading platforms to conduct market making business.
November 2, 2020 -
673EnforcementHong Kong Finance Manager Convicted of Insider Dealing
A GEM stock finance manager was in possession of inside information related to unaudited losses and an impending share suspension when he and his father sold their shares in the company.
February 21, 2019
