The SFC will be better able to address insider dealing perpetrated in Hong Kong involving overseas-listed securities, and insider dealing perpetrated overseas involving HK-listed securities.
August 9, 2023The former executive of China CITIC Bank International made HK$3mn from using inside information to trade shares of Bloomage BioTechnology Corporation.
May 4, 2023The former manager used inside information from a deal Morgan Stanley was advising on to generate HK$4.2mn in profits for herself and a friend.
May 3, 2023The next step before MiCA is formally adopted is for the European Parliament to vote on the proposal on Monday.
October 6, 2022The amendments relate to SFO provisions on remedial orders, insider dealing, and advertising of investment products.
June 13, 2022The court's decision merely transfers illicit profits to a select group of individuals who were "lucky enough to have traded with the insider", says Tom Fyfe.
March 1, 2022Illicit profits made from insider dealing in the shares of GEM-listed TeleEye Holdings in 2016 will be returned to 63 investors.
February 17, 2022The Market Misconduct Tribunal and Court of Appeal both ruled against the SFC before the case was brought to the Court of Final Appeal.
April 8, 2021One option HKEX proposes is to raise the profit requirement for companies seeking to list in Hong Kong threefold, reflecting the growth of the Hang Seng Index since 1994.
November 30, 2020HKTV’s former senior regulatory affairs manager made over HK$160,000 in profit from trading on insider information in December 2013.
November 9, 2019