All posts tagged "Insider Trading"
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91ChinaChina Expands Futures Law to Include OTC Derivatives
ISDA says the revised draft incorporates several comments it made in its submission to the consultation on the first draft.
October 28, 2021 -
173EnforcementUS Inspector General Probes Fed Officials’ Stock Trades
The Office of Inspector General will conduct an independent review to determine whether Fed officials violated ethics rules and the law.
October 6, 2021 -
324AML / KYCCFTC Investigates Binance for Possible Insider Trading
Binance reportedly has plans to become a licensed financial institution, with a centralised headquarters, to make it easier to work with regulators.
September 23, 2021 -
188ChinaCSRC Forms Inter-agency Group to Rein in Capital Market Crime
The group will enhance coordination between the central and local government agencies to better enforce against and punish capital markets misconduct.
September 18, 2021 -
184ChinaCSRC to Promote China-US Cooperation on Audit Supervision
The CSRC said it will create conditions to promote China-US cooperation on audit supervision, strengthen market communication, and stabilise policy expectations.
August 24, 2021 -
184Australia & NZWestpac Insider Trading Case May Not Be Heard Until 2023
A proposed February 2022 trial date will not be feasible as Westpac will have to be allowed sufficient time to review expert evidence.
August 2, 2021 -
113ChinaCSRC Fines ByteDance Employee for Insider Trading
The CSRC fined the ByteDance employee nearly nine times the profit he made from trading shares on insider information.
July 30, 2021 -
165EnforcementSingapore: Three Individuals Charged for Insider Trading
The former CFO of SGX-listed Broadway Industrial Group communicated insider information to two other individuals.
July 23, 2021 -
248ChinaChina to Tighten Oversight of Overseas Listings
Chinese authorities will step up supervision of companies that list overseas to improve regulation of cross-border data flows and security.
July 8, 2021 -
175EnforcementTaiwan Probe Casts Light on ‘Rampant’ Insider Trading – Report
A probe into a vaccine maker has cast a light on the prevalence of stock manipulation in Taiwan, where financial regulators do not have jurisdiction over insider trading cases.
July 6, 2021
