Those engaged in unfair trading activities would face either a prison sentence of at least one year or a fine of between three and five times profits.
January 19, 2023The proposals include a new best execution regulatory framework, a new order competition rule, and requirements for brokers to provide better disclosures on execution quality.
December 18, 2022BSEC has signed MoUs with both the UAE's Securities And Commodities Authority and the DFSA to improve investor protection and capital markets.
November 4, 2022The proposed legislation will empower the FSC to punish unfair trading in virtual assets the same way it does in the stock market.
November 2, 2022The arrest followed the completion of an investigation into allegations of bribery, abuse of power, and trading on nonpublic information.
October 29, 2022Fixed income dealers should establish clear prohibitions on the use of unapproved communication channels, ASIC says.
October 27, 2022The CSRC is considering relaxing a rule that currently prevents foreign institutions from engaging in short-term trading activity in onshore markets.
October 19, 2022The SEC says KUB Coin's so-called "adminTransfer" function could be used by attackers to transfer digital assets from any wallet.
October 15, 2022At its board meeting, SEBI also decided to allow net settlement between the cash and derivatives segments, which will enable netting benefits and reduce margins.
October 5, 2022Violators could be banned from trading, account opening, and serving as listed company directors for up to 10 years.
September 30, 2022