All posts tagged "Insider Trading"
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18ChinaCSRC Fines ByteDance Employee for Insider Trading
The CSRC fined the ByteDance employee nearly nine times the profit he made from trading shares on insider information.
July 30, 2021 -
91EnforcementSingapore: Three Individuals Charged for Insider Trading
The former CFO of SGX-listed Broadway Industrial Group communicated insider information to two other individuals.
July 23, 2021 -
144ChinaChina to Tighten Oversight of Overseas Listings
Chinese authorities will step up supervision of companies that list overseas to improve regulation of cross-border data flows and security.
July 8, 2021 -
120EnforcementTaiwan Probe Casts Light on ‘Rampant’ Insider Trading – Report
A probe into a vaccine maker has cast a light on the prevalence of stock manipulation in Taiwan, where financial regulators do not have jurisdiction over insider trading cases.
July 6, 2021 -
76Australia & NZASIC Consults on Changes to Market Integrity Rules
Among the changes, the consultation proposes to require market participants to notify ASIC if it suspects a person of engaging in insider trading or manipulative trading.
July 2, 2021 -
201ChinaCSRC Launches Probe into Allegations of Market Manipulation
A fund manager has claimed that at least 18 stocks are being manipulated by the listed companies, private equity funds and publicly offered funds.
May 18, 2021 -
219Australia & NZASIC Files Suit Against Westpac for Alleged Insider Trading
ASIC says Westpac traded interest rate derivatives to pre-position itself while knowing it would be selected to execute a A$12bn interest rate swap hours later.
May 6, 2021 -
448ChinaChina Consults on Expanded Scope of Futures Law
The revised draft expands the scope of the law to also cover "other derivatives", while also raising penalties for violations.
May 3, 2021 -
423China
China Lawmakers Commence Review of New Futures Law
The law will stipulate rules for futures trading, settlement and delivery systems, establish investor protection mechanisms, and include netting provisions.
April 28, 2021 -
252AML / KYCBaFin Files Criminal Complaint Against Deutsche Bank Exec
Alexander Schütz is suspected of using inside information to trade Wirecard shares. A separate probe into EY's audits of Wirecard is continuing.
April 23, 2021
