The Philippines SEC is looking to strengthen its enforcement capabilities to protect investors from securities fraud and other forms of investment scams.
September 16, 2023The OCCRP says Adani Group breached India's minimum public shareholding rules. SEBI is waiting for information from five foreign jurisdictions to confirm.
September 3, 2023Nate Chastain will spend three months in prison, followed by three months of home confinement, and three years of supervised release.
August 25, 2023The government has agreed to two proposals to improve market governance for the New Zealand Emissions Trading Scheme.
August 23, 2023Employees at the securities unit of an unnamed bank used nonpublic information about bonus issues by listed companies to generate billions of won in profits.
August 10, 2023ASIC said it has embedded new data and analytics capabilities into its insider trading surveillance processes.
August 3, 2023The rules apply to major shareholders, directors, supervisors, and senior managers of listed companies, as well as their spouses, parents, and children.
July 25, 2023India’s securities regulator is ensuring that insiders, also known as designated persons, from listed companies cannot trade during sensitive periods.
July 21, 2023DAXA said the alert messages will be triggered by sudden price changes and spikes in trading or deposit volumes, among other indicators.
July 5, 2023The bill focuses on protecting virtual asset users and preventing unfair trading practices. The new framework will be implemented within one year.
July 3, 2023