All posts tagged "Insider Trading"
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1.0KAML / KYCThe EU’s MiCA Races to Create a Regulatory Superhighway
Ari Redbord outlines what crypto-asset service providers need to understand as discussions continue on an EU-wide regulatory framework for crypto.
May 12, 2022 -
346Asia-PacificBSEC Proposes to Strengthen Rules Against Insider Trading
Listed companies will have to disclose all loan activities, contracts with related parties, and technology changes as 'price sensitive information'.
May 11, 2022 -
285Securities & TradingThailand SEC Unveils 2022-2024 Strategic Plan
The SEC will seek to enhance competitiveness, ensure inclusiveness, and strengthen trust and confidence in the capital market.
March 29, 2022 -
368EnforcementSEBI Probes Investment Banks Over Possible Insider Trades
SEBI's new AI-based surveillance systems have detected possible insider trades by related parties of investment bankers.
March 28, 2022 -
312Asia-Pacific
BSEC Orders Bourses to Reshuffle Regulatory Affairs Divisions
Stock exchange employees working in Regulatory Affairs departments for more than three years must transfer to other departments immediately.
March 23, 2022 -
482Australia & NZASIC Updates Market Integrity Rules and 10 Rule Books
From 10 March 2023, financial markets and participants will have to comply with new technological and operational resilience rules.
March 11, 2022 -
776FeatureBNM Finalises Guidance for Wholesale Financial Market Conduct
Market conduct risk assessments should be done at least annually, to serve as a systematic method for assessing susceptibility to misconduct and documenting mitigating actions or controls.
January 5, 2022 -
375Asia-PacificSri Lanka Regulator to Align Rules with New SEC Act Within January
The new SEC Act passed in September paves the way for new rules and guidelines to raise ESG standards among listed companies in Sri Lanka.
December 28, 2021 -
407Securities & TradingTWSE Expands Scope of Sustainability Reporting Rules
All TWSE listed companies with paid-in capital above TWD 2 billion will mandatorily have to file sustainability reports from 2023 onwards.
December 21, 2021 -
410EnforcementJapan SESC Recommends Fine for Insider Trading on Crypto Hack
An individual who learned about the July 2019 theft of cryptocurrency from BITPoint Japan sold shares in its parent before the hack was publicly disclosed.
December 20, 2021
